Ormonde Advisory Limited

Date authorised
4 November 2020
Companies House
12421418
Last scraped
1 day ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Second Floor
    Berkeley Square House
    London
    W1J 6BD
    UNITED KINGDOM
    Phone
    +442045243210
    Web
    https://www.ormondepartners.com

  • Complaints Contact

    Second Floor
    Berkeley Square House
    London
    W1J 6BD
    UNITED KINGDOM
    Phone
    +442045243210

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Matthew Kay

    IRN NJK01057

    • (8)[FCA CF] Functions requiring qualifications (14 Dec 2020 to 29 Mar 2021)
    • (7)[FCA CF] Client dealing (14 Dec 2020 to 30 Jun 2021)
  • PATRICK MARTIN

    IRN PXM00041

    • (9)[FCA CF] Client dealing (1 Mar 2022 to 1 Jul 2024)
    • (10)[FCA CF] Material risk taker (1 Mar 2022 to 1 Jul 2024)
  • Samuel Michael Lawson Johnston

    IRN SML01142

    • (17)CF1 Director (AR) (7 May 2021 to 31 Jul 2023)
    • (16)CF30 Customer (7 May 2021 to 31 Jul 2023)
  • Stephen Mark Smith

    IRN SXS00236

    • (8)[FCA CF] Client dealing (since 5 Sep 2022)
    • (9)[FCA CF] Material risk taker (since 25 Oct 2021)
    • (5)SMF17 Money Laundering Reporting Officer (MLRO) (since 22 May 2021)
    • (6)SMF16 Compliance Oversight (since 22 May 2021)
    • (7)SMF3 Executive Director (since 2 Feb 2021)
  • William Brammar

    IRN WXB01352

    • (15)[FCA CF] Functions requiring qualifications (14 Dec 2020 to 29 Mar 2021)
    • (14)[FCA CF] Client dealing (14 Dec 2020 to 31 Dec 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (9)[FCA CF] Client dealing

  2. controlled function added: (8)[FCA CF] Functions requiring qualifications

  3. controlled function added: (7)[FCA CF] Client dealing

  4. controlled function added: (6)[FCA CF] Manager of certification employee

  5. controlled function added: (5)[FCA CF] Material risk taker

  6. controlled function added: (4)[FCA CF] Client dealing

  7. controlled function added: (3)SMF3 Executive Director

  8. controlled function added: (2)CF2 Non Executive Director (AR)

  9. controlled function added: (1)CF2 Non Executive Director (AR)

  10. controlled function removed: [FCA CF] Manager of certification employee

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