Orion Capital Managers LLP

Date authorised
1 April 2013
Companies House
OC356966
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Orion Capital Managers (UK) Ltd
    61-63 Brook Street
    London
    Westminster
    W1K 4HS
    UNITED KINGDOM
    Phone
    +4402071992000
    Web
    https://www.orioncapitalmanagers.com

  • Complaints Contact

    Orion Capital Managers (UK) Ltd
    61-63 Brook Street
    London
    Westminster
    W1K 4HS
    UNITED KINGDOM
    Phone
    +4402071992000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Orion Capital Managers (UK) Limited

    IRN XXO01053

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (11 Apr 2011 to 8 Dec 2019)
  • Alexandra Anthony

    IRN AXA03642

    • CF28 Systems and controls (9 Jun 2016 to 17 Oct 2018)
  • Anthony Patrick Halligan

    IRN APH01070

    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF28 Systems and controls (11 Apr 2011 to 8 Dec 2019)
  • Aref Lahham

    IRN AXL01142

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF3 Chief Executive (31 Jan 2017 to 8 Dec 2019)
    • CF4 Partner (11 Apr 2011 to 8 Dec 2019)
    • CF30 Customer (11 Apr 2011 to 8 Dec 2019)
  • Britta Harper

    IRN BXH01223

    • SMF27 Partner (24 Jul 2021 to 17 Dec 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 17 Dec 2021)
  • Bruce Charles Bossom

    IRN BCB01014

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF10 Compliance Oversight (11 Apr 2011 to 8 Dec 2019)
    • CF3 Chief Executive (11 Apr 2011 to 23 Jan 2017)
    • CF11 Money Laundering Reporting (11 Apr 2011 to 8 Dec 2019)
    • CF30 Customer (11 Apr 2011 to 8 Dec 2019)
    • CF4 Partner (11 Apr 2011 to 8 Dec 2019)
  • Christopher Steven Fritz

    IRN CSF01025

    • SMF27 Partner (since 28 Feb 2023)
  • Corrado Trabacchi

    IRN CXT00231

    • SMF27 Partner (since 2 Aug 2021)
  • Gauthier Renaud

    IRN GXR00225

    • SMF27 Partner (since 28 Feb 2023)
  • Lisa Rochelle Feifer

    IRN LRF00007

    • SMF27 Partner (24 Jul 2021 to 1 Jan 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jan 2023)
    • CF30 Customer (11 Apr 2011 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

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