Origen Financial Services Limited

• Principal Place of Business

  Origen Financial Services

  Ascent 4

  2 Gladiator Way

  Farnborough

  Hampshire

  GU14 6XN

  UNITED KINGDOM

  Phone

  +4403442093000

  Web

  https://www.origenfs.co.uk

• Complaints Contact

  Origen Financial Services

  Ascent 4

  2 Gladiator Way

  Farnborough

  Hampshire

  GU14 6XN

  UNITED KINGDOM

  Phone

  +4403442093000

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Josephine Parker

  IRN JXP00005

  • [FCA CF] Client dealing (1 Feb 2024 to 4 Nov 2024)
  • [FCA CF] Functions requiring qualifications (1 Feb 2024 to 4 Nov 2024)
• Joshua Denyer

  IRN JXD85572

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 1 Feb 2024)
  • [FCA CF] Functions requiring qualifications (since 1 Feb 2024)
• Joyce Frame

  IRN JMF00014

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 16 May 2025)
• Joyce Guat-Kheng Tay

  IRN JGT00016

  • CF30 Customer (1 Nov 2007 to 25 Sep 2015)
  • CF21 Investment Adviser (1 Mar 2005 to 31 Oct 2007)
• Judith Isobel Noakes

  IRN JIN01001

  • CF30 Customer (1 Nov 2007 to 12 Dec 2008)
  • CF21 Investment Adviser (25 Nov 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (12 Jul 2005 to 25 Nov 2005)
• Judson Henry

  IRN JKH01069

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 1 Feb 2024)
  • [FCA CF] Functions requiring qualifications (since 1 Feb 2024)
  • [FCA CF] Manager of certification employee (1 Feb 2024 to 24 Sep 2024)
• Julian Berry

  IRN JFB00021

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
  • CF30 Customer (28 Jan 2019 to 8 Dec 2019)
• Julian Gareth James Moss

  IRN JGM00004

  • CF30 Customer (1 Nov 2007 to 30 Sep 2013)
  • CF21 Investment Adviser (1 Mar 2005 to 31 Oct 2007)
• Julie Margaretha Richards

  IRN JXR00045

  • CF22 Investment Adviser (Trainee) (31 May 2006 to 22 Nov 2006)
• Kamila Maciejewska

  IRN KXM84606

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Feb 2024)
  • [FCA CF] Client dealing (since 1 Feb 2024)

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No changes recorded yet.