Optis Investment Management Limited

Date authorised
1 April 2013
Companies House
06623119
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Flat 1
    31 Clifton Gardens
    London
    Westminster
    W9 1AR
    UNITED KINGDOM
    Phone
    +4407825142329
    Web
    https://www.optisim.co.uk

  • Complaints Contact

    Flat 1
    31 Clifton Gardens
    London
    Westminster
    W9 1AR
    UNITED KINGDOM
    Phone
    +4407825142329

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Colin Damian Lee

    IRN CDL01064

    • CF2 Non Executive Director (7 Jan 2009 to 29 Oct 2010)
  • Gavin Charles Butcher

    IRN GCB01065

    • [FCA CF] Client dealing (since 10 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF10 Compliance Oversight (7 Jan 2009 to 8 Dec 2019)
    • CF1 Director (7 Jan 2009 to 8 Dec 2019)
    • CF3 Chief Executive (7 Jan 2009 to 8 Dec 2019)
    • CF30 Customer (7 Jan 2009 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (7 Jan 2009 to 8 Dec 2019)
  • Graham Douglas John Bell

    IRN GDB01083

    • SMF3 Executive Director (since 19 Jul 2022)
  • Heiko van Wyngaarden

    IRN HXV01069

    • SMF3 Executive Director (since 3 Aug 2021)
    • [FCA CF] Client dealing (since 1 May 2021)

Recent activity

Updates to this firm's record on the FCA register.

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