Date authorised
3 April 2017
Companies House
06427125
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    124 City Road
    London
    EC1V 2NX
    UNITED KINGDOM
    Phone
    +447711828771
  • Complaints Contact

    124 City Road
    London
    EC1V 2NX
    UNITED KINGDOM
    Phone
    +447411528949

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kim Patricia Eckhof

    IRN KPE01005

    • CF1 Director (AR) (9 Nov 2022 to 21 Feb 2024)
    • CF30 Customer (9 Nov 2022 to 21 Feb 2024)
  • Richard Leonardo Gill

    IRN RLG01045

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF30 Customer (3 Apr 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Apr 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Apr 2017 to 8 Dec 2019)
  • Richard Stephen Jennings

    IRN RSJ01017

    • SMF3 Executive Director (9 Dec 2019 to 17 Oct 2025)
    • CF1 Director (3 Apr 2017 to 8 Dec 2019)
    • CF30 Customer (3 Apr 2017 to 22 Jan 2018)
  • Ryan Matthew Girvan McCallum

    IRN RXM19403

    • SMF3 Executive Director (since 13 Nov 2025)
    • CF1 Director (AR) (10 Oct 2024 to 14 Oct 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.