OPTIMO RESEARCH LTD
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
124 City RoadLondonEC1V 2NXUNITED KINGDOM- Phone
- +447711828771
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Complaints Contact
124 City RoadLondonEC1V 2NXUNITED KINGDOM- Phone
- +447411528949
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Kim Patricia Eckhof
IRN KPE01005
- CF1 Director (AR) (9 Nov 2022 to 21 Feb 2024)
- CF30 Customer (9 Nov 2022 to 21 Feb 2024)
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Richard Leonardo Gill
IRN RLG01045
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- CF30 Customer (3 Apr 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (3 Apr 2017 to 8 Dec 2019)
- CF10 Compliance Oversight (3 Apr 2017 to 8 Dec 2019)
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Richard Stephen Jennings
IRN RSJ01017
- SMF3 Executive Director (9 Dec 2019 to 17 Oct 2025)
- CF1 Director (3 Apr 2017 to 8 Dec 2019)
- CF30 Customer (3 Apr 2017 to 22 Jan 2018)
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Ryan Matthew Girvan McCallum
IRN RXM19403
- SMF3 Executive Director (since 13 Nov 2025)
- CF1 Director (AR) (10 Oct 2024 to 14 Oct 2025)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Optimo Capital Limited (no longer appointed)
FRN 1017914 · Appointed 10 Oct 2024 · Until 17 Oct 2025
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Resolve Research Limited (no longer appointed)
FRN 986600 · Appointed 4 Nov 2022 · Until 26 Feb 2024
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.