Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Opteven UKOxford HouseThameOxfordshireOX9 2AHUNITED KINGDOM- Phone
- +4407946575658
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Complaints Contact
Opteven UKOxford HouseThameOxfordshireOX9 2AHUNITED KINGDOM- Phone
- +443452224540
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Commercial, Retail (Non-Investment Insurance)
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Ian Guthrie
IRN IXG01189
- (158)CF4 Partner (AR) (27 Aug 2010 to 19 Aug 2014)
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Ian James de Worringha
IRN IJD01017
- (447)CF4 Partner (AR) (14 Jan 2005 to 24 Oct 2005)
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Ian Michael Jones
IRN IMJ01015
- (340)CF2 Non Executive Director (AR) (16 Mar 2011 to 18 Mar 2015)
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Ian Poulter
IRN IXP01095
- (758)CF4 Partner (AR) (14 Jan 2005 to 19 Oct 2016)
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Ibrar Raja
IRN IXR01126
- (468)CF1 Director (AR) (25 Aug 2005 to 26 Jan 2006)
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Ivor Edward Gough
IRN IEG00006
- (6)CF4 Partner (AR) (14 Jan 2005 to 15 Feb 2006)
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JAMES ALAN CARR
IRN JAC01459
- (684)CF1 Director (AR) (30 Oct 2013 to 14 Sep 2017)
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JASON FRANKLIN HARWOOD
IRN JFH01077
- (412)CF4 Partner (AR) (18 Apr 2012 to 20 Jun 2013)
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JOHN HERBERT SUGG
IRN JHS01124
- (861)SMF3 (AR) Executive Director function (9 Dec 2019 to 20 Sep 2022)
- (862)CF1 Director (AR) (1 May 2012 to 8 Dec 2019)
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JON ALEXANDER MURRAY
IRN JAM01406
- (38)CF1 Director (AR) (4 May 2012 to 26 Sep 2016)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Heathfield Motor Co Ltd (no longer appointed)
FRN 426851 · Appointed 16 Feb 2005 · Until 10 Jun 2015
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Folkestone West Car Sales (no longer appointed)
FRN 427064 · Appointed 16 Feb 2005 · Until 12 Apr 2010
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Stewart Motors Trade Sales (no longer appointed)
FRN 427066 · Appointed 16 Feb 2005 · Until 20 Feb 2009
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Kingsteignton Car Sales Centre (no longer appointed)
FRN 426929 · Appointed 16 Feb 2005 · Until 12 Jan 2015
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Roundabout & Moxham Garage (no longer appointed)
FRN 427000 · Appointed 16 Feb 2005 · Until 5 Jan 2006
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Rossendale Performance & 4 X 4 Specialist (no longer appointed)
FRN 426959 · Appointed 16 Feb 2005 · Until 14 Aug 2007
Recent activity
Updates to this firm's record on the FCA register.
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trading name added: Warmguard
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trading name added: Warranty Management Services Limited
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controlled function added: (12)SMF1 Chief Executive
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controlled function added: (11)SMF3 Executive Director
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controlled function added: (10)SMF3 Executive Director
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controlled function added: (9)Responsible for Insurance Distribution
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controlled function added: (8)SMF3 Executive Director
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controlled function added: (7)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (6)Responsible for Insurance Distribution
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controlled function added: (5)SMF1 Chief Executive