Date authorised
1 September 2024
Companies House
13361894
Last scraped
5 days ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    OptAxe Limited
    6 Brook Street
    London
    W1S 1BB
    UNITED KINGDOM
    Phone
    +443300431499
  • Complaints Contact

    OptAxe Limited
    6 Brook Street
    London
    W1S 1BB
    UNITED KINGDOM
    Phone
    +443300431499

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trading Platform

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Chris Jackson

    IRN CJJ01042

    • SMF3 Executive Director (since 1 Sep 2024)
    • SMF1 Chief Executive (since 1 Sep 2024)
    • SMF16 Compliance Oversight (since 1 Sep 2024)
  • Claude Goulet

    IRN CXG01145

    • CF1 Director (AR) (since 9 Jan 2026)
    • CF3 Chief Executive (AR) (since 9 Jan 2026)
  • Jonathan O'Leary

    IRN JXO01300

    • SMF3 Executive Director (since 1 Sep 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Sep 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.