Oppenheimer Europe Ltd.

Date authorised
1 April 2013
Companies House
06595648
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • DANIEL ADRIAN EUSTAQUIO

    IRN DAE01077

    • CF30 Customer (2 Apr 2013 to 10 Jun 2014)
  • Damien Oliver Butler

    IRN DXB02140

    • [FCA CF] Client dealing (4 Dec 2020 to 27 Jan 2023)
    • CF30 Customer (1 Jan 2014 to 8 Dec 2019)
  • Daniel Anthony Cichocki

    IRN DXC09228

    • [FCA CF] Client dealing (20 Mar 2023 to 8 Sep 2023)
  • Daniel Brian Shailer

    IRN DBS01036

    • [FCA CF] Algorithmic trading (since 2 Apr 2026)
    • [FCA CF] Client dealing (since 2 Apr 2026)
  • Daniel Fredrik Arturo Arques

    IRN DFA01028

    • CF30 Customer (1 Nov 2010 to 9 Dec 2011)
  • Daniel Krsicka

    IRN DXK01317

    • CF30 Customer (3 Feb 2016 to 8 Dec 2019)
  • Daniel Robert Middleton

    IRN DRM01184

    • SMF16 Compliance Oversight (since 24 Mar 2025)
    • SMF3 Executive Director (since 4 Dec 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] CASS oversight function (4 Dec 2020 to 9 Dec 2025)
    • [FCA CF] Significant management (4 Dec 2020 to 9 Dec 2025)
    • [FCA CF] Material risk taker (4 Dec 2020 to 9 Dec 2025)
    • CF11 Money Laundering Reporting (30 Jul 2019 to 8 Dec 2019)
    • CF28 Systems and controls (30 Jan 2015 to 8 Dec 2019)
    • CF29 Significant management (5 Jun 2013 to 8 Dec 2019)
  • Darren John Gallagher

    IRN DJG01248

    • CF30 Customer (12 Jan 2011 to 8 Dec 2019)
  • David Anthony Cariati

    IRN DXC00852

    • [FCA CF] Client dealing (since 10 Feb 2025)
  • David Leigh Reid

    IRN DLR01060

    • CF30 Customer (29 Mar 2012 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

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