Oppenheimer Europe Ltd.

Date authorised
1 April 2013
Companies House
06595648
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Angelo Stagno

    IRN AXS01495

    • [FCA CF] Manager of certification employee (9 Dec 2025 to 13 Apr 2026)
    • [FCA CF] Client dealing (12 May 2025 to 13 Apr 2026)
  • Anthony Christopher Sills

    IRN ACS01164

    • [FCA CF] Manager of certification employee (since 9 Dec 2024)
    • [FCA CF] Client dealing (since 4 Dec 2020)
    • CF30 Customer (20 Feb 2019 to 8 Dec 2019)
  • Anthony Fiore

    IRN AXF01621

    • CF28 Systems and controls (3 Feb 2011 to 8 Dec 2019)
  • Antonino Triscari

    IRN AXT01932

    • CF30 Customer (27 Feb 2015 to 8 Dec 2019)
  • Atilla Derin Uras

    IRN ADU01005

    • CF30 Customer (1 Oct 2013 to 9 Jan 2015)
  • Aurelie Delosieres

    IRN AXD00725

    • [FCA CF] Client dealing (13 Feb 2023 to 7 Sep 2023)
  • Ausaf Khan

    IRN AXK02767

    • [FCA CF] Client dealing (since 16 Apr 2026)
  • Avni Doshi

    IRN AXD01727

    • CF30 Customer (2 Nov 2011 to 28 Sep 2012)
  • Ayham Zekra

    IRN AXZ01040

    • [FCA CF] Client dealing (4 Dec 2020 to 5 Jan 2022)
  • Beatrice Young

    IRN BXY00023

    • [FCA CF] Client dealing (since 30 Jul 2024)
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Recent activity

Updates to this firm's record on the FCA register.

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