Date authorised
1 April 2013
Companies House
04399725
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Auckland House
    Lydiard Fields
    Great Western Way
    Swindon
    Wiltshire
    SN5 8UB
    UNITED KINGDOM
    Phone
    +4401793567888
  • Complaints Contact

    Auckland House
    Lydiard Fields
    Great Western Way
    Swindon
    Wiltshire
    SN5 8UB
    UNITED KINGDOM
    Phone
    +4401793567635

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Bryan Arthur Charnley

    IRN BAC01076

    • CF1 Director (AR) (12 Apr 2006 to 9 Aug 2006)
  • Bryan David Dunlop

    IRN BDD01024

    • CF30 Customer (16 Nov 2015 to 2 Dec 2015)
  • Bryan Duchart

    IRN BXD00006

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Jan 2024)
    • CF30 Customer (1 Nov 2007 to 3 Jan 2024)
    • CF4 Partner (AR) (1 Jun 2005 to 3 Jan 2024)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
  • Bryan James Brett

    IRN BXB00418

    • Appointed representative dealing with clients for which they require qualification (14 Mar 2025 to 31 Mar 2026)
  • Bryan James Smith

    IRN BXS00103

    • Appointed representative dealing with clients for which they require qualification (15 Oct 2020 to 15 Dec 2020)
  • Bryan Robert Watson Laurie

    IRN BRL00005

    • CF30 Customer (1 Nov 2007 to 30 Sep 2010)
    • CF4 Partner (AR) (29 Aug 2006 to 14 Jan 2015)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
    • CF7 Sole Trader (AR) (1 Jun 2005 to 29 Aug 2006)
  • Bryan Spencer Twort

    IRN BST00003

    • CF30 Customer (15 Oct 2012 to 31 Mar 2015)
  • Bryan Taylor

    IRN BXT00028

    • CF21 Investment Adviser (1 Jun 2005 to 23 Oct 2007)
  • Bryan Trevellion Taylor

    IRN BTT01008

    • CF30 Customer (1 Nov 2007 to 30 Jan 2009)
    • CF22 Investment Adviser (Trainee) (23 Aug 2007 to 31 Oct 2007)
  • Bryan Wallace

    IRN BXW01271

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 4 Dec 2006)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.