Date authorised
1 April 2013
Companies House
04399725
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Auckland House
    Lydiard Fields
    Great Western Way
    Swindon
    Wiltshire
    SN5 8UB
    UNITED KINGDOM
    Phone
    +4401793567888
  • Complaints Contact

    Auckland House
    Lydiard Fields
    Great Western Way
    Swindon
    Wiltshire
    SN5 8UB
    UNITED KINGDOM
    Phone
    +4401793567635

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anne Wainwright

    IRN WXA01270

    • Appointed representative dealing with clients for which they require qualification (17 Mar 2021 to 7 May 2025)
  • Anne-Marie Madeleine Stuart-King

    IRN AXS00501

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 21 Dec 2020)
  • Anne-Mary Ololade Idowu

    IRN AXI00181

    • Appointed representative dealing with clients for which they require qualification (30 Oct 2024 to 15 Jul 2025)
  • Annette Exley

    IRN AXE00048

    • CF1 Director (AR) (since 12 Jan 2021)
  • Annette Jayne Turner

    IRN AJT01175

    • CF30 Customer (27 Mar 2009 to 27 Sep 2013)
    • CF21 Investment Adviser (3 Jun 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Jun 2005 to 3 Jun 2005)
  • Annette Yvonne Greaves

    IRN AYG00002

    • CF1 Director (AR) (1 Jun 2005 to 8 Jul 2020)
  • Annsuyaben Stoneman

    IRN AXS00499

    • Appointed representative dealing with clients for which they require qualification (28 Feb 2020 to 4 Sep 2020)
  • Anny Hairong Lian-Green

    IRN AXL00501

    • Appointed representative dealing with clients for which they require qualification (16 Dec 2022 to 31 Jul 2024)
    • CF1 Director (AR) (8 Nov 2022 to 31 Jul 2024)
    • CF30 Customer (8 Nov 2022 to 31 Jul 2024)
  • Anoosheh Eghbal Omidi

    IRN AXE00070

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 22 Sep 2020)
  • Anseena Nizar

    IRN AXN00442

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 17 Apr 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.