Openwork Limited
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
Auckland HouseLydiard FieldsGreat Western WaySwindonWiltshireSN5 8UBUNITED KINGDOM- Phone
- +4401793567888
-
Complaints Contact
Auckland HouseLydiard FieldsGreat Western WaySwindonWiltshireSN5 8UBUNITED KINGDOM- Phone
- +4401793567635
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Buy-to-Let Mortgage Advice
-
Buy-to-Let Mortgage Arranging
-
P2P Lending Advice
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)
-
Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Mortgage Advice
For Customer, Regulated mortgage contract
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Mortgage Arranging
For Customer, Regulated mortgage contract
-
Buy-to-Let Start Date
-
Buy-to-Let Status
-
Credit Brokering
-
Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
-
Equity Release Setup
For Customer, Home reversion plans
-
Mortgage Setup
For Customer, Regulated mortgage contract
-
Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Andrew John Varley
IRN AJV01052
- CF30 Customer (24 Oct 2008 to 2 Jan 2013)
-
Andrew John Wilmot
IRN AJW00099
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 1 Nov 2007)
- CF4 Partner (AR) (4 Jan 2012 to 10 Apr 2012)
- CF1 Director (AR) (19 Dec 2011 to 4 Jan 2012)
- CF7 Sole Trader (AR) (12 Jul 2005 to 31 Jan 2007)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
-
Andrew Jonathan Butterworth
IRN AJB00144
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
-
Andrew Jonathan Rothbart
IRN AJR01438
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Jan 2020)
- CF4 Partner (AR) (19 May 2018 to 31 Dec 2019)
-
Andrew Jones
IRN AXJ00134
- Appointed representative dealing with clients for which they require qualification (20 Apr 2020 to 30 Jul 2021)
-
Andrew Jones
IRN AXJ00053
- CF30 Customer (1 Nov 2007 to 30 Dec 2012)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
-
Andrew Joseph Kelly
IRN AJK00049
- CF4 Partner (AR) (1 Jun 2005 to 4 Feb 2016)
-
Andrew Joseph Kimpton
IRN AXK00203
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
-
Andrew Keith Abbott
IRN AKA00008
- CF30 Customer (1 Nov 2007 to 31 Dec 2009)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
-
Andrew Keith Carter
IRN ASC00012
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 3 May 2012)
- CF30 Customer (since 23 Feb 2009)
- CF4 Partner (AR) (1 Jun 2005 to 14 Jul 2014)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
LFR Mortgages and Wealth LLP
FRN 1021637 · Appointed 4 Dec 2024
-
Mark Allen
FRN 1020404 · Appointed 19 Nov 2024
-
Stone Private Finance Ltd
FRN 1017165 · Appointed 6 Sep 2024
-
RP Wealth Limited
FRN 1016830 · Appointed 19 Aug 2024
-
TJD Financial Services Ltd
FRN 1014457 · Appointed 19 Jul 2024
-
Arlington Row Wealth Management Ltd
FRN 1011062 · Appointed 4 Jun 2024
-
Ellmira Financial Limited
FRN 1014474 · Appointed 18 May 2024
-
Smith Taylor Associates Limited
FRN 1010514 · Appointed 17 May 2024
-
RPC Financial Services Limited
FRN 1012466 · Appointed 16 May 2024
-
Quantock Financial Services Ltd
FRN 923069 · Appointed 15 May 2024
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.