Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Auckland HouseLydiard FieldsGreat Western WaySwindonWiltshireSN5 8UBUNITED KINGDOM- Phone
- +4401793567888
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Complaints Contact
Auckland HouseLydiard FieldsGreat Western WaySwindonWiltshireSN5 8UBUNITED KINGDOM- Phone
- +4401793567635
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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P2P Lending Advice
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Buy-to-Let Start Date
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Buy-to-Let Status
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Claire Martina Feeney
IRN CXF00125
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
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Claire Nicholl
IRN CXN01335
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF1 Director (AR) (since 24 Oct 2023)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 4 May 2016)
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Claire Oldstein
IRN CXO07952
- SMF3 Executive Director (9 Dec 2019 to 20 Sep 2021)
- CF1 Director (16 Nov 2018 to 8 Dec 2019)
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Claire Rosemary Lamont
IRN CXL00315
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 29 Jul 2022)
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Claire Saunders
IRN CXS00235
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Aug 2021)
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Claire Saunders
IRN CXS00241
- Appointed representative dealing with clients for which they require qualification (21 Oct 2020 to 30 Sep 2021)
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Claire Suzanne Carmichael
IRN CXC00218
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 13 Nov 2020)
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Claire-Louise Collins
IRN CXC00219
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- CF1 Director (AR) (since 27 Feb 2024)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
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Clara Dorman-Carrott
IRN CXC54633
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 27 Jun 2023)
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Clare Denise Owens
IRN CXO00170
- Appointed representative dealing with clients for which they require qualification (22 Apr 2023 to 21 Nov 2024)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Financially Sound Ltd
FRN 469827 · Appointed 27 Sep 2011
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Tailor Made Financial Ltd
FRN 563916 · Appointed 5 Sep 2011
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CMD Financial Solutions Ltd
FRN 538333 · Appointed 24 Jun 2011
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TJD Services Kent Limited
FRN 554062 · Appointed 22 Jun 2011
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Horizon Financial Solutions
FRN 216150 · Appointed 13 Jun 2011
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Beverley Williams
FRN 541236 · Appointed 9 Feb 2011
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Intouch Financial Advice Limited
FRN 540817 · Appointed 3 Feb 2011
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The Penny Group Ltd
FRN 536216 · Appointed 19 Nov 2010
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Classic Mortgages Partnership Ltd
FRN 467516 · Appointed 11 Nov 2010
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CK Financial Advisory Ltd
FRN 534127 · Appointed 22 Oct 2010
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.