Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Auckland HouseLydiard FieldsGreat Western WaySwindonWiltshireSN5 8UBUNITED KINGDOM- Phone
- +4401793567888
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Complaints Contact
Auckland HouseLydiard FieldsGreat Western WaySwindonWiltshireSN5 8UBUNITED KINGDOM- Phone
- +4401793567635
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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P2P Lending Advice
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Buy-to-Let Start Date
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Buy-to-Let Status
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Christopher Stephen Yates
IRN CSY00003
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 1 Nov 2007)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
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Christopher Steven Miles
IRN CXM02782
- Appointed representative dealing with clients for which they require qualification (9 Feb 2022 to 13 Jan 2023)
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Christopher Taylor
IRN CXT00073
- CF30 Customer (4 Nov 2013 to 15 Apr 2016)
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Christopher Terrance Fox
IRN CXF77215
- Appointed representative dealing with clients for which they require qualification (5 May 2020 to 19 Jan 2023)
- CF30 Customer (1 May 2020 to 19 Jan 2023)
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Christopher Thorndycraft
IRN CJT01094
- CF1 Director (AR) (26 Jun 2023 to 18 Feb 2026)
- [FCA CF] Significant management (9 Dec 2021 to 12 Apr 2023)
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Christopher Trevor Lunn
IRN CTL00005
- CF30 Customer (19 Mar 2010 to 8 Jul 2010)
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Christopher Wilkinson
IRN CXW00012
- CF4 Partner (AR) (1 Jun 2005 to 28 Dec 2006)
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Christy Ediri Onoriobe
IRN CEO32824
- Appointed representative dealing with clients for which they require qualification (23 Mar 2023 to 11 May 2023)
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Chun Ming Li
IRN CXL00595
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 26 Feb 2026)
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Chun Yin Chan
IRN CXC00481
- Appointed representative dealing with clients for which they require qualification (28 Jan 2022 to 30 Oct 2024)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Financially Sound Ltd
FRN 469827 · Appointed 27 Sep 2011
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Tailor Made Financial Ltd
FRN 563916 · Appointed 5 Sep 2011
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CMD Financial Solutions Ltd
FRN 538333 · Appointed 24 Jun 2011
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TJD Services Kent Limited
FRN 554062 · Appointed 22 Jun 2011
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Horizon Financial Solutions
FRN 216150 · Appointed 13 Jun 2011
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Beverley Williams
FRN 541236 · Appointed 9 Feb 2011
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Intouch Financial Advice Limited
FRN 540817 · Appointed 3 Feb 2011
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The Penny Group Ltd
FRN 536216 · Appointed 19 Nov 2010
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Classic Mortgages Partnership Ltd
FRN 467516 · Appointed 11 Nov 2010
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CK Financial Advisory Ltd
FRN 534127 · Appointed 22 Oct 2010
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.