Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Auckland HouseLydiard FieldsGreat Western WaySwindonWiltshireSN5 8UBUNITED KINGDOM- Phone
- +4401793567888
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Complaints Contact
Auckland HouseLydiard FieldsGreat Western WaySwindonWiltshireSN5 8UBUNITED KINGDOM- Phone
- +4401793567635
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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P2P Lending Advice
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Buy-to-Let Start Date
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Buy-to-Let Status
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Claire Martina Feeney
IRN CXF00125
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
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Claire Nicholl
IRN CXN01335
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF1 Director (AR) (since 24 Oct 2023)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 4 May 2016)
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Claire Oldstein
IRN CXO07952
- SMF3 Executive Director (9 Dec 2019 to 20 Sep 2021)
- CF1 Director (16 Nov 2018 to 8 Dec 2019)
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Claire Rosemary Lamont
IRN CXL00315
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 29 Jul 2022)
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Claire Saunders
IRN CXS00235
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Aug 2021)
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Claire Saunders
IRN CXS00241
- Appointed representative dealing with clients for which they require qualification (21 Oct 2020 to 30 Sep 2021)
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Claire Suzanne Carmichael
IRN CXC00218
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 13 Nov 2020)
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Claire-Louise Collins
IRN CXC00219
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- CF1 Director (AR) (since 27 Feb 2024)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
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Clara Dorman-Carrott
IRN CXC54633
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 27 Jun 2023)
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Clare Denise Owens
IRN CXO00170
- Appointed representative dealing with clients for which they require qualification (22 Apr 2023 to 21 Nov 2024)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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JWH Ltd
FRN 597006 · Appointed 8 Mar 2013
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Sanjay Dhansukhlal Parmar
FRN 216342 · Appointed 1 Mar 2013
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Inarih Ltd
FRN 594171 · Appointed 11 Jan 2013
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Fulwood Wealth Management Limited
FRN 523721 · Appointed 7 Dec 2012
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Alan John Balmer
FRN 588897 · Appointed 27 Sep 2012
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Karen Leanne Vickers
FRN 584133 · Appointed 2 Jul 2012
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Arnold Gorse Insurance Services Ltd
FRN 416340 · Appointed 3 May 2012
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Collective Financial Planning Limited
FRN 576147 · Appointed 28 Feb 2012
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Matthew Lee Platt
FRN 403690 · Appointed 22 Nov 2011
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Jai Atwal Ltd
FRN 403623 · Appointed 6 Oct 2011
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.