Openwork Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Auckland HouseLydiard FieldsGreat Western WaySwindonWiltshireSN5 8UBUNITED KINGDOM- Phone
- +4401793567888
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Complaints Contact
Auckland HouseLydiard FieldsGreat Western WaySwindonWiltshireSN5 8UBUNITED KINGDOM- Phone
- +4401793567635
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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P2P Lending Advice
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Buy-to-Let Start Date
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Buy-to-Let Status
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Carol Ann Pearson
IRN CAP01165
- CF1 Director (AR) (since 10 Nov 2016)
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Carol Ann Rigby
IRN CXR00100
- CF1 Director (AR) (17 Dec 2020 to 1 Jan 2022)
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Carol Ann Tanton
IRN CXT01286
- CF22 Investment Adviser (Trainee) (1 Jun 2005 to 28 Nov 2005)
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Carol Anne Ahern
IRN CAA01068
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 Feb 2022)
- CF1 Director (AR) (8 Jun 2009 to 12 Feb 2022)
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Carol Lynne Bourne
IRN CXB00276
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
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Carol Smith
IRN CXS00239
- 21. Advising or arranging (bringing about) equity release transactions
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
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Carol Susan Lidgett-Peterson
IRN CSL00009
- CF21 Investment Adviser (4 Jul 2005 to 30 Jul 2006)
- CF22 Investment Adviser (Trainee) (1 Jun 2005 to 4 Jul 2005)
- CF1 Director (AR) (1 Jun 2005 to 30 Jul 2006)
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Carol Yvonne Wright
IRN CYW01005
- CF4 Partner (AR) (28 Oct 2009 to 20 Jun 2013)
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Carol-Anne Wallace
IRN CXW00133
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 1 Sep 2023)
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Carole Taylor
IRN CXT01386
- CF4 Partner (AR) (19 Feb 2010 to 28 Aug 2010)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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JWH Ltd
FRN 597006 · Appointed 8 Mar 2013
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Sanjay Dhansukhlal Parmar
FRN 216342 · Appointed 1 Mar 2013
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Inarih Ltd
FRN 594171 · Appointed 11 Jan 2013
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Fulwood Wealth Management Limited
FRN 523721 · Appointed 7 Dec 2012
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Alan John Balmer
FRN 588897 · Appointed 27 Sep 2012
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Karen Leanne Vickers
FRN 584133 · Appointed 2 Jul 2012
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Arnold Gorse Insurance Services Ltd
FRN 416340 · Appointed 3 May 2012
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Collective Financial Planning Limited
FRN 576147 · Appointed 28 Feb 2012
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Matthew Lee Platt
FRN 403690 · Appointed 22 Nov 2011
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Jai Atwal Ltd
FRN 403623 · Appointed 6 Oct 2011
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.