Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Auckland HouseLydiard FieldsGreat Western WaySwindonWiltshireSN5 8UBUNITED KINGDOM- Phone
- +4401793567888
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Complaints Contact
Auckland HouseLydiard FieldsGreat Western WaySwindonWiltshireSN5 8UBUNITED KINGDOM- Phone
- +4401793567635
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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P2P Lending Advice
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Buy-to-Let Start Date
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Buy-to-Let Status
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Claire Alibe Parsons
IRN CXP00106
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 27 Feb 2026)
- CF30 Customer (8 Dec 2020 to 3 Jun 2021)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Jun 2021)
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Claire Ann Limon
IRN CAL01104
- SMF18 Other Overall Responsibility (17 Aug 2021 to 13 Apr 2022)
- [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2024)
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Claire Antrobus
IRN CXA00290
- CF1 Director (AR) (22 Aug 2023 to 21 Aug 2025)
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Claire Creed
IRN CXC00573
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Oct 2023)
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Claire Dawson
IRN CXD00161
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 8 Apr 2020)
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Claire Dentith
IRN CXD01448
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 30 Jan 2015)
- CF30 Customer (since 26 Mar 2008)
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Claire Elizabeth Knowles
IRN CXK00031
- Appointed representative dealing with clients for which they require qualification (15 Sep 2022 to 5 Aug 2024)
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Claire Emma Dean
IRN CXD00325
- Appointed representative dealing with clients for which they require qualification (3 Feb 2022 to 21 Jan 2023)
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Claire Hall
IRN CXH00998
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 16 Feb 2026)
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Claire Julie Glasswell
IRN CXG85090
- Appointed representative dealing with clients for which they require qualification (29 Apr 2025 to 30 Dec 2025)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Just Mortgages Direct Limited
FRN 404016 · Appointed 29 Feb 2016
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Mark Edwards
FRN 734693 · Appointed 22 Jan 2016
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Brown Dog Financial Planning Limited
FRN 713239 · Appointed 7 Aug 2015
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Hanover De Broke Limited
FRN 710385 · Appointed 16 Jul 2015
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Ten Financial LLP
FRN 688787 · Appointed 24 Apr 2015
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Endurance Financial Limited
FRN 677594 · Appointed 18 Mar 2015
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C D Financial Ltd
FRN 667763 · Appointed 23 Jan 2015
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Fortis Financial Planning Ltd
FRN 667580 · Appointed 22 Jan 2015
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Samuel Jason Henry
FRN 400852 · Appointed 14 Jul 2014
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Haighwood Ltd
FRN 624249 · Appointed 28 May 2014
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.