Date authorised
1 April 2013
Companies House
04399725
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Auckland House
    Lydiard Fields
    Great Western Way
    Swindon
    Wiltshire
    SN5 8UB
    UNITED KINGDOM
    Phone
    +4401793567888
  • Complaints Contact

    Auckland House
    Lydiard Fields
    Great Western Way
    Swindon
    Wiltshire
    SN5 8UB
    UNITED KINGDOM
    Phone
    +4401793567635

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexandra Waters

    IRN AXW00577

    • Appointed representative dealing with clients for which they require qualification (26 Apr 2022 to 26 Apr 2023)
  • Alexandre Lambert Andrews

    IRN AXA01101

    • CF30 Customer (22 Jul 2024 to 2 Sep 2024)
  • Alexis Tano

    IRN AXT00177

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 23 Nov 2020)
  • Alfred Patrick Henry Quinn

    IRN AXQ00011

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 24 Jun 2020)
  • Alfredo Bernardo Laurio

    IRN AXL00875

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 11 Mar 2026)
  • Ali Abdulrazak Abdinur

    IRN AXA01024

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 26 Feb 2024)
  • Ali Ahmed

    IRN AXA00910

    • Appointed representative dealing with clients for which they require qualification (14 Aug 2023 to 31 Jan 2024)
  • Ali Alaliaoui

    IRN AXA01223

    • Appointed representative dealing with clients for which they require qualification (20 Sep 2024 to 14 Apr 2025)
  • Ali Alparslan

    IRN AXA00304

    • Appointed representative dealing with clients for which they require qualification (22 Mar 2021 to 28 Jun 2021)
  • Ali Habib-Ur

    IRN AXH00424

    • CF30 Customer (20 Dec 2021 to 28 Apr 2022)
    • Appointed representative dealing with clients for which they require qualification (17 Mar 2021 to 13 Jun 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Michael Clifford Beckett (no longer appointed)

    FRN 568417 · Appointed 10 Nov 2011 · Until 1 Apr 2018

  • John Grant (no longer appointed)

    FRN 568179 · Appointed 7 Nov 2011 · Until 1 Apr 2018

  • Robert Taylor (no longer appointed)

    FRN 568187 · Appointed 7 Nov 2011 · Until 1 Apr 2018

  • Tim Johnson (no longer appointed)

    FRN 567774 · Appointed 1 Nov 2011 · Until 1 Apr 2018

  • Simon Horspool (no longer appointed)

    FRN 567792 · Appointed 1 Nov 2011 · Until 1 Apr 2018

  • Jason Peace (no longer appointed)

    FRN 567551 · Appointed 28 Oct 2011 · Until 1 Apr 2018

  • Paul Sowerby (no longer appointed)

    FRN 567432 · Appointed 26 Oct 2011 · Until 1 Feb 2018

  • Louis Mark Simpson (no longer appointed)

    FRN 567431 · Appointed 26 Oct 2011 · Until 11 May 2025

  • Paul Charters (no longer appointed)

    FRN 567425 · Appointed 26 Oct 2011 · Until 1 Apr 2018

  • Albert Martin Eilbeck (no longer appointed)

    FRN 567323 · Appointed 25 Oct 2011 · Until 30 Dec 2018

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.