Openwork Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Auckland HouseLydiard FieldsGreat Western WaySwindonWiltshireSN5 8UBUNITED KINGDOM- Phone
- +4401793567888
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Complaints Contact
Auckland HouseLydiard FieldsGreat Western WaySwindonWiltshireSN5 8UBUNITED KINGDOM- Phone
- +4401793567635
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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P2P Lending Advice
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Buy-to-Let Start Date
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Buy-to-Let Status
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Carol Ann Pearson
IRN CAP01165
- CF1 Director (AR) (since 10 Nov 2016)
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Carol Ann Rigby
IRN CXR00100
- CF1 Director (AR) (17 Dec 2020 to 1 Jan 2022)
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Carol Ann Tanton
IRN CXT01286
- CF22 Investment Adviser (Trainee) (1 Jun 2005 to 28 Nov 2005)
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Carol Anne Ahern
IRN CAA01068
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 Feb 2022)
- CF1 Director (AR) (8 Jun 2009 to 12 Feb 2022)
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Carol Lynne Bourne
IRN CXB00276
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
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Carol Smith
IRN CXS00239
- 21. Advising or arranging (bringing about) equity release transactions
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
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Carol Susan Lidgett-Peterson
IRN CSL00009
- CF21 Investment Adviser (4 Jul 2005 to 30 Jul 2006)
- CF22 Investment Adviser (Trainee) (1 Jun 2005 to 4 Jul 2005)
- CF1 Director (AR) (1 Jun 2005 to 30 Jul 2006)
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Carol Yvonne Wright
IRN CYW01005
- CF4 Partner (AR) (28 Oct 2009 to 20 Jun 2013)
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Carol-Anne Wallace
IRN CXW00133
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 1 Sep 2023)
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Carole Taylor
IRN CXT01386
- CF4 Partner (AR) (19 Feb 2010 to 28 Aug 2010)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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EMINENT FINANCIAL LIMITED
FRN 940097 · Appointed 3 Dec 2020
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Trulife Financial Ltd
FRN 940099 · Appointed 3 Dec 2020
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Select Money Management Limited
FRN 939735 · Appointed 30 Nov 2020
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Bloxham Brooks & Bailey Ltd
FRN 939446 · Appointed 26 Nov 2020
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Wellspring Financial Ltd
FRN 938417 · Appointed 13 Nov 2020
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Highcross Financial Ltd
FRN 937775 · Appointed 4 Nov 2020
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Alexis Tano
FRN 937344 · Appointed 29 Oct 2020
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Meredith Morgan Taylor Ltd
FRN 936745 · Appointed 20 Oct 2020
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Folan Brookes Financial Consultants Limited
FRN 936685 · Appointed 20 Oct 2020
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Auxilia Financial Services Ltd
FRN 936469 · Appointed 16 Oct 2020
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.