Opal Financials Commercial Solutions Ltd

FRN: 972012

This firm operates as an appointed representative of OPTIMUM COMMERCIAL SOLUTIONS LTD. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Carl Dutton
IRN CXD01678
- (1)Employed By (since 24 Mar 2022)
Emma Hodgson
IRN EXH07661
- (2)Employed By (since 30 Mar 2022)
Philip Bell
IRN PXB00202
- (4)Employed By (since 22 Mar 2022)
Steven Hodgkiss
IRN SXH02083
- (3)Employed By (since 22 Mar 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.