Date authorised
3 January 2018
Companies House
03948550
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    95 Cromwell Road
    Second Floor
    London
    SW7 4DL
    UNITED KINGDOM
    Phone
    +4402081549890
  • Complaints Contact

    95 Cromwell Road
    Second Floor
    London
    SW7 4DL
    UNITED KINGDOM
    Phone
    +442081549890

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    For Eligible Counterparty

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Trades With You Directly

    For Eligible Counterparty, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Solomon Jay Terry

    IRN SJT01237

    • [FCA CF] Proprietary trader (5 Feb 2024 to 29 Feb 2024)
    • [FCA CF] Material risk taker (5 Feb 2024 to 29 Feb 2024)
  • Soroush Sarabadani

    IRN SXS02405

    • [FCA CF] Material risk taker (since 11 Sep 2023)
    • [FCA CF] Proprietary trader (11 Sep 2023 to 15 Sep 2023)
  • Suet Wing Cheryl Lum

    IRN SXL00832

    • [FCA CF] Material risk taker (since 24 Mar 2025)
    • [FCA CF] Proprietary trader (since 24 Mar 2025)
  • Syed Naail Rehan

    IRN SXR00757

    • [FCA CF] Proprietary trader (since 12 Oct 2023)
    • [FCA CF] Material risk taker (since 12 Oct 2023)
  • Tara Uttamaram

    IRN TXU00061

    • [FCA CF] Material risk taker (since 17 Oct 2022)
    • [FCA CF] Material risk taker (6 Jan 2022 to 2 Aug 2022)
    • [FCA CF] Proprietary trader (6 Jan 2022 to 2 Aug 2022)
  • Thomas Dawtrey

    IRN TXD00068

    • [FCA CF] Proprietary trader (28 Sep 2020 to 13 Jan 2022)
    • [FCA CF] Material risk taker (28 Sep 2020 to 13 Jan 2022)
  • Thomas Jackson

    IRN TXJ00055

    • [FCA CF] Manager of certification employee (25 Jun 2024 to 3 Nov 2024)
    • [FCA CF] Material risk taker (15 Jun 2020 to 3 Nov 2024)
    • [FCA CF] Proprietary trader (15 Jun 2020 to 3 Nov 2024)
  • Titus Lim

    IRN TXL00348

    • [FCA CF] Material risk taker (30 Oct 2025 to 2 Dec 2025)
  • Xuhuizi Chen

    IRN XXC07085

    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Proprietary trader (9 Dec 2019 to 15 Sep 2023)
  • Yongyi Ye

    IRN YXY00032

    • [FCA CF] Proprietary trader (25 Apr 2022 to 21 Jun 2023)
    • [FCA CF] Algorithmic trading (25 Apr 2022 to 21 Jun 2023)
    • [FCA CF] Material risk taker (25 Apr 2022 to 21 Jun 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.