Date authorised
1 April 2013
Companies House
07312896
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    O S B House
    Quayside
    Chatham Maritime
    Chatham
    Medway
    ME4 4QZ
    UNITED KINGDOM
    Phone
    +441634848944
  • Complaints Contact

    The Observatory
    Chatham Maritime
    Chatham
    Medway
    ME4 4AF
    UNITED KINGDOM
    Phone
    +441634848944

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Loan Servicing

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicholas Evans Hurst

    IRN NXH47396

    • [PRA CF] Significant risk taker or Material risk taker (since 10 Aug 2016)
    • [FCA CF] Material risk taker (since 10 Aug 2016)
    • [FCA CF] Significant management (since 10 Aug 2016)
    • [FCA CF] Manager of certification employee (3 Jun 2019 to 11 Apr 2025)
  • Nicholas Stephen Gorman

    IRN NXG00203

    • [FCA CF] Material risk taker (14 Sep 2022 to 27 Jun 2024)
    • [PRA CF] Significant risk taker or Material risk taker (14 Sep 2022 to 27 Jun 2024)
    • [FCA CF] Significant management (20 Jun 2022 to 27 Jun 2024)
  • Nickesha Eliza Graham-Burrell

    IRN NXG47400

    • [FCA CF] Significant management (4 Feb 2019 to 2 Jun 2023)
    • [PRA CF] Significant risk taker or Material risk taker (14 Nov 2016 to 30 Nov 2018)
    • [FCA CF] Material risk taker (14 Nov 2016 to 30 Nov 2018)
  • Orlagh Carroll Hunt

    IRN OXH13953

    • SMF18 Other Overall Responsibility (since 10 Sep 2024)
  • Patricia Mary Elizabeth Norman

    IRN PXN47383

    • [FCA CF] Significant management (5 Mar 2018 to 3 Feb 2020)
  • Patrick Dixon

    IRN PXD00252

    • [FCA CF] Material risk taker (11 Apr 2022 to 31 Jan 2024)
    • [FCA CF] Significant management (11 Apr 2022 to 31 Jan 2024)
    • [PRA CF] Significant risk taker or Material risk taker (11 Apr 2022 to 31 Jan 2024)
  • Paul Norton

    IRN PXN47405

    • [PRA CF] Significant risk taker or Material risk taker (20 May 2021 to 18 Jun 2025)
    • [FCA CF] Material risk taker (1 Jul 2019 to 16 Sep 2020)
    • [FCA CF] Significant management (1 Jul 2019 to 4 Jul 2025)
  • Paul Stuart Whitlock

    IRN PSW01089

    • SMF18 Other Overall Responsibility (27 Mar 2020 to 20 Mar 2023)
  • Peter Hindle

    IRN PXH47412

    • SMF24 Chief Operations (27 Sep 2022 to 31 Dec 2024)
    • [FCA CF] Manager of certification employee (3 May 2022 to 27 Sep 2022)
    • [FCA CF] Significant management (2 Dec 2019 to 27 Sep 2022)
    • [FCA CF] Material risk taker (2 Dec 2019 to 27 Sep 2022)
    • [PRA CF] Significant risk taker or Material risk taker (2 Dec 2019 to 27 Sep 2022)
  • Peter ONeill

    IRN PXO55253

    • [FCA CF] Significant management (5 Jul 2021 to 11 Apr 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.