Oneglobal Broking Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Richard Doyne Emrys Lloyd
IRN RDL01092
- CF1 Director (AR) (16 Mar 2018 to 1 Dec 2025)
Robert John Campbell
IRN RJC01343
- CF1 Director (28 May 2010 to 31 May 2015)
Roger Antony Spicer
IRN RAS01224
- SMF1 Chief Executive (since 3 Oct 2025)
- SMF9 Chair of the Governing Body (since 3 Oct 2025)
- Responsible for Insurance Distribution (since 3 Aug 2025)
- CF1 Director (AR) (since 3 Sep 2024)
- SMF3 Executive Director (since 17 Aug 2023)
- SMF3 Executive Director (22 Jan 2020 to 10 Jul 2020)
- [FCA CF] Significant management (9 Dec 2019 to 21 Jul 2023)
Roger Stanley William Oyston
IRN RSO01013
- CF1 Director (14 Jan 2005 to 27 Nov 2013)
Sarah Jane Newman
IRN SJN01123
- CF1 Director (10 Feb 2015 to 18 Jun 2019)
Sarah Lorraine Young
IRN SLY01009
- CF1 Director (AR) (16 Mar 2018 to 1 Dec 2025)
Simon Plumridge
IRN SXP00495
- [FCA CF] Significant management (1 Jul 2021 to 24 Jul 2023)
Steven Mark Jones
IRN SMJ01102
- CF1 Director (AR) (16 Jan 2009 to 28 Jul 2015)
Thomas Johnson Carter
IRN TXC00219
- [FCA CF] CASS oversight function (9 Dec 2019 to 18 Dec 2023)
Trevor Anthony Darby
IRN TAD01046
- CF1 Director (15 Nov 2007 to 3 Feb 2015)
- CF28 Systems and controls (15 Nov 2007 to 3 Feb 2015)

Smaller firms operating under this firm's FCA authorisation.

Oneglobal Insurance Broking Limited
FRN 1014088 · Appointed 3 Sep 2024
Evyzon Limited (no longer appointed)
FRN 952017 · Appointed 1 Jun 2021 · Until 16 Mar 2022
London War Risks Limited (no longer appointed)
FRN 423672 · Appointed 2 Oct 2020 · Until 31 Jan 2023
Future Family Limited (no longer appointed)
FRN 689151 · Appointed 9 Dec 2019 · Until 8 Oct 2020
Stonehatch Risk Solutions Limited (no longer appointed)
FRN 648727 · Appointed 5 Mar 2018 · Until 1 Dec 2025
Endeavour (Marine) Limited (no longer appointed)
FRN 490877 · Appointed 31 Oct 2008 · Until 28 Jul 2015

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.