Oneglobal Broking Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Douglas Charles Bauckham
IRN DCB01119
- CF1 Director (14 Jan 2005 to 15 Mar 2007)
- CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 15 Mar 2007)
Francis Philip Harold De Zulueta
IRN FPD01005
- CF1 Director (1 Jan 2014 to 26 Mar 2015)
- CF2 Non Executive Director (2 Dec 2011 to 26 Mar 2015)
Gary Ward
IRN GXW01317
- CF1 Director (14 Jan 2005 to 15 Mar 2007)
Gillian Martin
IRN GXM13600
- CF1 Director (28 Jun 2019 to 8 Jul 2019)
Hugh Crossland
IRN HXC19770
- SMF17 Money Laundering Reporting Officer (MLRO) (27 Apr 2021 to 12 Jan 2022)
- SMF3 (AR) Executive Director function (22 Mar 2021 to 20 Jun 2022)
- SMF3 Executive Director (9 Dec 2019 to 2 Apr 2026)
Jacqueline Ann Aggett
IRN JAA01220
- [FCA CF] Significant management (since 1 Jan 2026)
Jeanette Christine Paul
IRN JXP00581
- [FCA CF] Significant management (since 4 Feb 2022)
Jeffrey Thomas Bassett
IRN JTB01052
- CF29 Significant management (1 Nov 2007 to 3 Feb 2015)
- CF1 Director (14 Jan 2005 to 3 Feb 2015)
- CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
- Responsible for Insurance Mediation (14 Jan 2005 to 3 Feb 2015)
John Duncan Urquhart
IRN JXU00019
- [FCA CF] Significant management (1 Oct 2020 to 21 Jul 2023)
Jonathan Angus David J Palmer-Brown
IRN JAP01158
- SMF9 Chair of the Governing Body (9 Dec 2019 to 24 Jul 2023)
- CF2 Non Executive Director (5 Dec 2019 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Oneglobal Insurance Broking Limited
FRN 1014088 · Appointed 3 Sep 2024
Evyzon Limited (no longer appointed)
FRN 952017 · Appointed 1 Jun 2021 · Until 16 Mar 2022
London War Risks Limited (no longer appointed)
FRN 423672 · Appointed 2 Oct 2020 · Until 31 Jan 2023
Future Family Limited (no longer appointed)
FRN 689151 · Appointed 9 Dec 2019 · Until 8 Oct 2020
Stonehatch Risk Solutions Limited (no longer appointed)
FRN 648727 · Appointed 5 Mar 2018 · Until 1 Dec 2025
Endeavour (Marine) Limited (no longer appointed)
FRN 490877 · Appointed 31 Oct 2008 · Until 28 Jul 2015

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.