One Broker (Cambridge) Ltd

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Rory McPhail
IRN RXM03016
- SMF3 Executive Director (9 Dec 2019 to 14 Dec 2023)
- CF1 Director (6 Sep 2017 to 8 Dec 2019)
Samantha Jane Read
IRN SXR00316
- [FCA CF] Significant management (1 Apr 2021 to 3 Jan 2024)
Scott Jarvis
IRN SXJ01747
- SMF3 Executive Director (6 Jun 2023 to 14 Dec 2023)
Sean Clark
IRN SXC03033
- SMF1 Chief Executive (since 2 May 2024)
- Responsible for Insurance Distribution (since 13 Mar 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (22 Jan 2018 to 8 Dec 2019)
Shaun Paul Lenton
IRN SPL01068
- SMF3 Executive Director (9 Dec 2019 to 14 Dec 2023)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
Steven James Folkard
IRN SJF01259
- SMF16 Compliance Oversight (since 20 Feb 2024)

Smaller firms operating under this firm's FCA authorisation.

Temples East Anglia Ltd (no longer appointed)
FRN 727573 · Appointed 1 Dec 2015 · Until 23 Apr 2018
Longsons Ltd (no longer appointed)
FRN 724639 · Appointed 6 Nov 2015 · Until 7 Oct 2019
Ashton Roberts Ltd (no longer appointed)
FRN 489945 · Appointed 29 Sep 2015 · Until 25 Sep 2017
Nicola Gary Properties Ltd (no longer appointed)
FRN 479836 · Appointed 26 Aug 2015 · Until 7 Oct 2019
Norfolk Property Management & Lettings Ltd (no longer appointed)
FRN 474564 · Appointed 11 Aug 2015 · Until 7 Oct 2019
Ivy House (Norfolk) Ltd (no longer appointed)
FRN 608330 · Appointed 5 Aug 2015 · Until 7 Oct 2019
Jonathan Champion (no longer appointed)
FRN 710144 · Appointed 14 Jul 2015 · Until 7 Oct 2019
TD Ltd (no longer appointed)
FRN 522374 · Appointed 9 Jun 2015 · Until 8 Apr 2016
Inspired Sales & Lettings Ltd (no longer appointed)
FRN 705468 · Appointed 4 Jun 2015 · Until 5 Apr 2019
Vincent Shaw Residential Limited (no longer appointed)
FRN 541888 · Appointed 18 May 2015 · Until 7 May 2021

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.