One Broker (Cambridge) Ltd

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Rory McPhail
IRN RXM03016
- SMF3 Executive Director (9 Dec 2019 to 14 Dec 2023)
- CF1 Director (6 Sep 2017 to 8 Dec 2019)
Samantha Jane Read
IRN SXR00316
- [FCA CF] Significant management (1 Apr 2021 to 3 Jan 2024)
Scott Jarvis
IRN SXJ01747
- SMF3 Executive Director (6 Jun 2023 to 14 Dec 2023)
Sean Clark
IRN SXC03033
- SMF1 Chief Executive (since 2 May 2024)
- Responsible for Insurance Distribution (since 13 Mar 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (22 Jan 2018 to 8 Dec 2019)
Shaun Paul Lenton
IRN SPL01068
- SMF3 Executive Director (9 Dec 2019 to 14 Dec 2023)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
Steven James Folkard
IRN SJF01259
- SMF16 Compliance Oversight (since 20 Feb 2024)

Smaller firms operating under this firm's FCA authorisation.

Saint Andrews Bureau Limited (no longer appointed)
FRN 743640 · Appointed 11 Apr 2016 · Until 5 Nov 2024
Wainwrights Estate & Letting Agents (no longer appointed)
FRN 411178 · Appointed 5 Apr 2016 · Until 12 Mar 2018
Queenan Ltd (no longer appointed)
FRN 482856 · Appointed 29 Mar 2016 · Until 7 Oct 2019
Linnet Homes Limited (no longer appointed)
FRN 423002 · Appointed 17 Mar 2016 · Until 24 Jul 2018
Josephine Fox (no longer appointed)
FRN 740276 · Appointed 14 Mar 2016 · Until 7 Oct 2019
Nicholas Barford (no longer appointed)
FRN 735040 · Appointed 2 Feb 2016 · Until 29 Jul 2019
Harrisons Estate Agents Limited (no longer appointed)
FRN 566791 · Appointed 23 Dec 2015 · Until 8 Feb 2017
Langford Ltd (no longer appointed)
FRN 728349 · Appointed 8 Dec 2015 · Until 12 Mar 2018
Elite Property Solutions & Norwich Student Housing (no longer appointed)
FRN 575146 · Appointed 8 Dec 2015 · Until 20 Apr 2018
Andrew Coley (no longer appointed)
FRN 477751 · Appointed 8 Dec 2015 · Until 24 Jul 2018

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.