Date authorised
21 March 2018
Companies House
OC419535
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1-11 Glenthorne Road
    London
    W6 0LH
    UNITED KINGDOM
    Phone
    +4402039500897
  • Complaints Contact

    1-11 Glenthorne Road
    London
    W6 0LH
    UNITED KINGDOM
    Phone
    +4402039500897

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Investment Setup

    For Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Arnaud Jacques Michel Pinatel

    IRN AJP01213

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF4 Partner (21 Mar 2018 to 8 Dec 2019)
    • CF30 Customer (21 Mar 2018 to 8 Dec 2019)
  • Jaideep Mukesh Pandya

    IRN JXP01879

    • [FCA CF] Client dealing (since 1 Jul 2020)
  • Mark Adrian Stockdale

    IRN MAS01171

    • SMF27 Partner (9 Dec 2019 to 30 Sep 2022)
    • CF4 Partner (6 Jul 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (6 Jul 2018 to 18 Nov 2019)
    • CF30 Customer (6 Jul 2018 to 8 Dec 2019)
  • Paul Chabran

    IRN PXC14619

    • CF30 Customer (15 May 2019 to 8 Dec 2019)
  • Xintong Ouyang

    IRN XXO00003

    • [FCA CF] Client dealing (9 Dec 2019 to 29 Sep 2022)
  • Xintong Ouyang

    IRN XXO19590

    • CF30 Customer (31 Aug 2019 to 8 Dec 2019)
  • Yassine Touahri

    IRN YXT01081

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF4 Partner (7 Nov 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (7 Nov 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (21 Mar 2018 to 8 Dec 2019)
    • CF30 Customer (21 Mar 2018 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.