On Field Investment Research LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
1-11 Glenthorne RoadLondonW6 0LHUNITED KINGDOM- Phone
- +4402039500897
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Complaints Contact
1-11 Glenthorne RoadLondonW6 0LHUNITED KINGDOM- Phone
- +4402039500897
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Investment Setup
For Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Arnaud Jacques Michel Pinatel
IRN AJP01213
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- CF4 Partner (21 Mar 2018 to 8 Dec 2019)
- CF30 Customer (21 Mar 2018 to 8 Dec 2019)
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Jaideep Mukesh Pandya
IRN JXP01879
- [FCA CF] Client dealing (since 1 Jul 2020)
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Mark Adrian Stockdale
IRN MAS01171
- SMF27 Partner (9 Dec 2019 to 30 Sep 2022)
- CF4 Partner (6 Jul 2018 to 8 Dec 2019)
- CF10 Compliance Oversight (6 Jul 2018 to 18 Nov 2019)
- CF30 Customer (6 Jul 2018 to 8 Dec 2019)
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Paul Chabran
IRN PXC14619
- CF30 Customer (15 May 2019 to 8 Dec 2019)
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Xintong Ouyang
IRN XXO00003
- [FCA CF] Client dealing (9 Dec 2019 to 29 Sep 2022)
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Xintong Ouyang
IRN XXO19590
- CF30 Customer (31 Aug 2019 to 8 Dec 2019)
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Yassine Touahri
IRN YXT01081
- SMF16 Compliance Oversight (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- CF4 Partner (7 Nov 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (7 Nov 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (21 Mar 2018 to 8 Dec 2019)
- CF30 Customer (21 Mar 2018 to 8 Dec 2019)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.