Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    14 FARTHNALE LANE
    WALTHAM ABBEY
    ESSEX
    EN9 3NF
    UNITED KINGDOM
    Phone
    +441992730490
  • Complaints Contact

    14 Farthingale Lane
    Waltham Abbey
    Essex
    EN9 3NF
    UNITED KINGDOM
    Phone
    +441992730490

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    For Retail (Non-Investment Insurance)

  • Arranges Investments

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Pravin Shah

    IRN PXS00064

    • [FCA CF] Client dealing (since 3 Mar 2021)
    • CF10 Compliance Oversight (21 Feb 2012 to 26 Mar 2013)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.