Omega Financial Services
- FRN
- 137596
- Date authorised
- 1 April 2013
- Last scraped
- 3 weeks ago
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
14 FARTHNALE LANEWALTHAM ABBEYESSEXEN9 3NFUNITED KINGDOM- Phone
- +441992730490
-
Complaints Contact
14 Farthingale LaneWaltham AbbeyEssexEN9 3NFUNITED KINGDOM- Phone
- +441992730490
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
P2P Lending Advice
For Retail (Non-Investment Insurance)
-
Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Authorised to Operate
For Retail (Non-Investment Insurance)
-
Arranges Investments
For Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Investment Setup
For Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Pravin Shah
IRN PXS00064
- [FCA CF] Client dealing (since 3 Mar 2021)
- CF10 Compliance Oversight (21 Feb 2012 to 26 Mar 2013)
- CF30 Customer (1 Nov 2007 to 31 Dec 2012)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.