Date authorised
1 November 2017
Companies House
OC403724
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Old Mission Europe
    Milbank House
    1 Finsbury Square
    London
    Islington
    EC2A 1AE
    UNITED KINGDOM
    Phone
    +442038682538
  • Complaints Contact

    Old Mission Europe
    Milbank House
    1 Finsbury Square
    London
    Islington
    EC2A 1AE
    UNITED KINGDOM
    Phone
    +442038682538

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · The firm may only deal on own account in MiFID financial instruments if: (i) it does not hold client money or securities in relation to investment services or activities that it provides and is not authorised to do so; (ii) the only investment service or activity it undertakes is dealing on own account; (iii) it has no external customers in relation to the investment services or activities it provides; and (iv) the execution and settlement of its transactions in relation to the investment services or activities it provides takes place under the responsibility of a clearing institution and are guaranteed by that clearing institution.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Justin DeVito

    IRN JXD00388

    • [FCA CF] Proprietary trader (1 Jan 2020 to 11 Feb 2025)
  • Ke Shen

    IRN KXS00337

    • Appointed representative dealing with clients for which they require qualification (21 Sep 2021 to 4 Mar 2024)
  • Kevin Brian Lee

    IRN KBL01013

    • CF4 Partner (1 Nov 2017 to 2 Jan 2019)
    • CF30 Customer (1 Nov 2017 to 2 Jan 2019)
    • CF29 Significant management (1 Nov 2017 to 2 Jan 2019)
    • CF10 Compliance Oversight (1 Nov 2017 to 2 Jan 2019)
  • Kristijan Stefanec

    IRN KXS00854

    • [FCA CF] Proprietary trader (since 15 Apr 2025)
  • Kristof Sal

    IRN KXS00165

    • [FCA CF] Proprietary trader (since 9 Jan 2026)
  • Lee Williams

    IRN LXW00212

    • [FCA CF] Client dealing (since 14 Mar 2025)
    • Appointed representative dealing with clients for which they require qualification (20 Sep 2021 to 14 Mar 2025)
  • Mark Miller

    IRN MXM02743

    • [FCA CF] Proprietary trader (since 14 Mar 2025)
    • Appointed representative dealing with clients for which they require qualification (20 Sep 2021 to 14 Mar 2025)
  • Max Robertson

    IRN MXR00900

    • [FCA CF] Proprietary trader (3 Jun 2024 to 14 Mar 2025)
  • Mike Zee Chaplee

    IRN MXC10589

    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF4 Partner (2 Feb 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Feb 2019 to 8 Dec 2019)
  • Ryan Wilkins

    IRN RXW00315

    • Appointed representative dealing with clients for which they require qualification (21 Sep 2021 to 12 Jan 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.