Date authorised
1 April 2013
Companies House
FC017774
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    300 First Stamford Place
    Stamford
    06902
    UNITED STATES OF AMERICA
    Phone
    +442070901700
  • Complaints Contact

    1 Fen Court
    London
    EC3M 5BN
    UNITED KINGDOM
    Phone
    +4402070901700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Brian David Young

    IRN BDY01003

    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 20 Jun 2023)
    • SIMF7 Group Entity Senior Insurance Manager Function (1 Jun 2016 to 9 Dec 2018)
    • SIMF19 Head of Third Country Branch Function (7 Mar 2016 to 31 May 2016)
    • CF3 Chief Executive (1 Dec 2001 to 6 Mar 2016)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 18 Jul 2008)
  • Carl Anthony Overy

    IRN CAO01026

    • SMF7 Group Entity Senior Manager (since 1 Aug 2023)
    • SMF19 Head of Overseas Branch/Head of Overseas (10 Dec 2018 to 20 Jun 2023)
    • SIMF19 Head of Third Country Branch Function (7 Mar 2016 to 9 Dec 2018)
    • CF3 Chief Executive (20 Oct 2008 to 6 Mar 2016)
    • CF8 Apportionment and Oversight (20 Oct 2008 to 6 Mar 2016)
  • Robert Sebastian Pollock

    IRN RXP00487

    • SMF19 Head of Overseas Branch/Head of Overseas (since 19 Jun 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.