Date authorised
4 July 2023
Companies House
14066750
Last scraped
4 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander Privett

    IRN AXP02969

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Feb 2026)
  • Anasuya Venkatsubramanian Iyer

    IRN AXI01328

    • [FCA CF] Significant management (since 14 Jan 2025)
  • Andrew Donald Grant

    IRN AXG01095

    • [FCA CF] Significant management (since 14 Jan 2025)
  • Brian Andrew Bene

    IRN BXB00449

    • [FCA CF] Significant management (since 1 Jan 2025)
  • Daniel Marsh

    IRN DXM00448

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 31 Aug 2023)
    • SMF3 Executive Director (since 4 Jul 2023)
    • SMF1 Chief Executive (since 4 Jul 2023)
  • David McWhir

    IRN DXM01195

    • SMF16 Compliance Oversight (since 9 Jul 2025)
  • James Tobias Henley-Royse

    IRN JXH03277

    • [FCA CF] Significant management (since 14 Jan 2025)
  • John Paul Averill

    IRN JPA01086

    • SMF16 Compliance Oversight (4 Jul 2023 to 13 Aug 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (4 Jul 2023 to 13 Aug 2025)
  • Paul James Titterton

    IRN PXT00054

    • SMF3 Executive Director (since 31 Oct 2025)
  • Ruth Anna Handcock

    IRN RAH01314

    • SMF3 Executive Director (4 Jul 2023 to 11 Feb 2026)
    • SMF9 Chair of the Governing Body (4 Jul 2023 to 11 Feb 2026)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.