OCORIAN (UK) LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Stockbroking

For Professional, Debenture
Runs Investment Funds
Holds Your Assets

For Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Stuart Paul Layzell
IRN SPL01109
- SMF3 Executive Director (9 Dec 2019 to 26 Feb 2020)
- CF1 Director (12 Jan 2017 to 8 Dec 2019)
Susan Jacqueline McGrail
IRN SJM01476
- [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2023)
- CF30 Customer (13 Nov 2007 to 8 Dec 2019)
Theresa Beard
IRN TXB00529
- [FCA CF] Significant management (since 31 Oct 2023)
Timothy Luke Trott
IRN TLT01012
- CF30 Customer (31 Jan 2012 to 30 Jul 2019)
Victoria Ryder Elliot
IRN VXR01150
- CF30 Customer (31 Jul 2012 to 8 Dec 2019)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.