Date authorised
1 April 2013
Companies House
00850579
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    66-68 High Road
    Bushey Heath
    Herts
    WD23 1GG
    UNITED KINGDOM
    Phone
    +442089500166
  • Complaints Contact

    66-68 High Road
    -
    Bushey Heath
    Herts
    WD23 1GG
    UNITED KINGDOM
    Phone
    +442089500166

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Chris Veragoo

    IRN CXV25304

    • SMF3 Executive Director (since 26 Feb 2020)
  • Jayne Elizabeth Parker-Pincus

    IRN JEP00045

    • SMF3 Executive Director (9 Dec 2019 to 19 Apr 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 19 Apr 2022)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Michael Raymond Gold

    IRN MRG00001

    • Responsible for Insurance Mediation (14 Jan 2005 to 4 Aug 2005)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 4 Aug 2005)
    • CF1 Director (14 Jan 2005 to 4 Aug 2005)
  • Paul Daniel Gold

    IRN PDG01058

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF8 Apportionment and Oversight (24 Nov 2008 to 31 Mar 2009)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • Richard Stewart Austin

    IRN RSA01057

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • C J Davies Ltd (no longer appointed)

    FRN 428879 · Appointed 1 Mar 2005 · Until 1 Jun 2006

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.