Oaktree Capital Management (UK) LLP

Date authorised
1 April 2013
Companies House
OC363917
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 Bressenden Place
    London
    SW1E 5DH
    UNITED KINGDOM
    Phone
    +442072014600
    Web
    https://www.oaktreecapital.com

  • Complaints Contact

    10 Bressenden Place
    London
    SW1E 5DH
    UNITED KINGDOM
    Phone
    +442072014600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Federico Alvarez-Demalde

    IRN FXA01412

    • CF4 Partner (18 Apr 2018 to 6 Dec 2019)
  • Federico Carlo Canciani

    IRN FXC01108

    • CF4 Partner (22 Apr 2013 to 11 Jun 2018)
    • CF30 Customer (15 Nov 2011 to 11 Jun 2018)
  • Fernando Alvarez Jimenez

    IRN FXA01032

    • CF30 Customer (16 May 2013 to 12 Mar 2015)
    • CF4 Partner (16 May 2013 to 12 Mar 2015)
  • Fiona Anderson

    IRN FLM01015

    • CF4 Partner (27 Mar 2012 to 29 Mar 2019)
  • Francesco Buffi

    IRN FXB01220

    • CF4 Partner (1 May 2015 to 11 Jun 2018)
  • Francesco Giuliani

    IRN FXG01128

    • SMF27 Partner (since 22 Dec 2022)
    • [FCA CF] Significant management (17 Mar 2020 to 30 May 2023)
    • CF4 Partner (29 Nov 2018 to 6 Dec 2019)
    • CF30 Customer (29 Nov 2018 to 8 Dec 2019)
  • Franck Laval

    IRN FXL01039

    • CF30 Customer (15 Nov 2011 to 31 Aug 2017)
    • CF4 Partner (15 Nov 2011 to 31 Aug 2017)
  • Fraser Brown

    IRN FXB01170

    • CF4 Partner (23 Nov 2018 to 6 Dec 2019)
    • CF30 Customer (23 Nov 2018 to 8 Dec 2019)
  • Frederick Richard McPhie Powles

    IRN FRP01014

    • [FCA CF] Material risk taker (23 Mar 2021 to 9 Dec 2022)
    • CF4 Partner (18 Apr 2018 to 6 Dec 2019)
  • Gabriel Camargo Barcelo

    IRN GXC00662

    • [FCA CF] Client dealing (since 15 Apr 2026)
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Recent activity

Updates to this firm's record on the FCA register.

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