Date authorised
25 July 2017
Companies House
09792927
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    7-9 Balgores Lane
    Gidea Park
    Romford
    Essex
    RM2 5JS
    UNITED KINGDOM
    Phone
    +443332101999
  • Complaints Contact

    7-9 Balgores Lane
    Gidea Park
    Romford
    Essex
    RM2 5JS
    UNITED KINGDOM
    Phone
    +443332101999

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Dean Goodwin

    IRN DXG01988

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF3 Chief Executive (AR) (23 Dec 2021 to 4 Feb 2022)
    • CF1 Director (AR) (29 Nov 2017 to 22 Jan 2026)
    • CF1 Director (22 Nov 2017 to 8 Dec 2019)
  • Lee Jon Goodwin

    IRN LJG01097

    • SMF3 Executive Director (since 20 Sep 2023)
    • CF3 Chief Executive (AR) (since 23 Dec 2021)
    • CF1 Director (AR) (since 19 May 2021)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (25 Jul 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (25 Jul 2017 to 30 Sep 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.