Date authorised
1 September 2022
Companies House
12638761
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 1
    Newington Enterprise Centre
    Wardwell Lane
    Newington
    Sittingbourne
    Kent
    ME9 7BP
    UNITED KINGDOM
    Phone
    +4402079774800
  • Complaints Contact

    Unit 1
    Newington Enterprise Centre
    Wardwell Lane
    Newington
    Sittingbourne
    Kent
    ME9 7BP
    UNITED KINGDOM
    Phone
    +4402079774800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Joseph James Hanly

    IRN JXH00825

    • SMF3 Executive Director (since 25 Feb 2025)
  • Lee David Anderson

    IRN LDA01006

    • Responsible for Insurance Distribution (since 3 Mar 2025)
    • SMF3 Executive Director (since 3 Mar 2025)
  • Neil Anthony Walker

    IRN NXW00114

    • SMF3 Executive Director (1 Sep 2022 to 1 Feb 2025)
  • Neil Keith Nimmo

    IRN NKN00002

    • SMF1 Chief Executive (since 31 Mar 2026)
    • SMF3 Executive Director (since 31 Mar 2026)
  • Neil Wallis

    IRN NXW00115

    • Responsible for Insurance Distribution (1 Sep 2022 to 1 Feb 2025)
    • SMF1 Chief Executive (1 Sep 2022 to 1 Feb 2025)
  • Shane Hornsey-Jones

    IRN SXH03032

    • [FCA CF] CASS oversight function (since 1 Sep 2025)
  • Tallis Alexis Kemp

    IRN TAK01036

    • SMF3 Executive Director (1 Sep 2022 to 1 Feb 2025)
  • Warren Downey

    IRN WXD01086

    • SMF3 Executive Director (3 Mar 2025 to 30 Mar 2026)
    • SMF1 Chief Executive (3 Mar 2025 to 30 Mar 2026)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.