NS Brokers Ltd
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
203 Kenton LaneHarrowMiddlesexHA3 8TLUNITED KINGDOM- Phone
- +447989590916
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Complaints Contact
203 Kenton LaneHarrowMiddlesexHA3 8TLUNITED KINGDOM- Phone
- +447989590916
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Non-investment insurance contracts
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Insurance Admin
For Commercial, Non-investment insurance contracts
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Stockbroking
For Commercial, Non-investment insurance contracts
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Investment Setup
For Commercial, Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Neville Prabhulal Shah
IRN NPS01087
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF1 Director (AR) (16 Mar 2020 to 7 Dec 2021)
- Responsible for Insurance Mediation (27 Feb 2018 to 30 Sep 2018)
- CF3 Chief Executive (27 Feb 2018 to 8 Dec 2019)
- CF1 Director (27 Feb 2018 to 8 Dec 2019)
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Ram Awatar Garg
IRN RXG47208
- CF1 Director (AR) (24 Mar 2020 to 7 Dec 2021)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.