NOVION GLOBAL LTD

• Principal Place of Business

  22 Conduit Place

  London

  W2 1HS

  UNITED KINGDOM

  Phone

  +442035760241

  Web

  https://www.novionglobal.com

• Complaints Contact

  22 Conduit Place

  London

  W2 1HS

  UNITED KINGDOM

  Phone

  +442035760241

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• David Michael Goldman

  IRN DMG01085

  • [FCA CF] Client dealing (since 13 Dec 2023)
• Jayesh Vadgama

  IRN JXV00225

  • [FCA CF] CASS oversight function (since 26 Nov 2024)
  • [PRA CF] Key function holder (since 26 Nov 2024)
• Khashayar Zarghampour Boyerahmadi

  IRN KXB00248

  • [FCA CF] Client dealing (2 Apr 2020 to 30 Jun 2021)
• Momanin Mohammadamin

  IRN MXM16404

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (2 Dec 2019 to 8 Dec 2019)
  • CF30 Customer (20 Jun 2019 to 8 Dec 2019)
• Roozbeh Zareian

  IRN RXZ00018

  • [FCA CF] Significant management (1 Apr 2020 to 31 Dec 2024)
• Saeed Noury

  IRN SXN16409

  • [FCA CF] CASS oversight function (since 1 Oct 2021)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF1 Director (2 Dec 2019 to 8 Dec 2019)
  • CF30 Customer (2 Dec 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (4 Nov 2019 to 8 Dec 2019)
  • CF10a CASS Oversight function (4 Nov 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (4 Nov 2019 to 8 Dec 2019)
• Sipan Habib

  IRN SXH01231

  • [FCA CF] Client dealing (since 25 Sep 2024)
• Sobhan Ghanavati

  IRN SXG00600

  • [FCA CF] Client dealing (since 12 Dec 2022)

No changes recorded yet.