Date authorised
1 April 2013
Companies House
04318958
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Cottage
    21 St. Anns Villas
    London
    W11 4RT
    UNITED KINGDOM
    Phone
    +4402073712786
  • Complaints Contact

    The Cottage
    21 St. Anns Villas
    London
    W11 4RT
    UNITED KINGDOM
    Phone
    +4402073712786

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Arnaud-Nicholas Marie Philipe Guyard

    IRN AXG01254

    • CF30 Customer (26 Jun 2009 to 26 Nov 2019)
  • Barbara Joan Donoghue Vavalidis

    IRN BJD01076

    • CF11 Money Laundering Reporting (22 Aug 2005 to 5 Feb 2007)
    • CF10 Compliance Oversight (22 Aug 2005 to 5 Feb 2007)
    • CF1 Director (8 Oct 2004 to 5 Feb 2007)
    • CF23 Corporate Finance Adviser (8 Oct 2004 to 5 Feb 2007)
  • Christopher Charles Borde

    IRN CXB01445

    • CF30 Customer (13 Jan 2011 to 4 Feb 2016)
    • CF3 Chief Executive (AR) (5 Jan 2011 to 4 Feb 2016)
    • CF1 Director (AR) (5 Jan 2011 to 4 Feb 2016)
    • CF23 Corporate Finance Adviser (6 Apr 2005 to 3 May 2007)
  • Claudio Callegari

    IRN CXC01512

    • CF30 Customer (7 Jun 2012 to 6 Sep 2013)
  • Denise Nicole Joseph

    IRN DNJ01008

    • CF1 Director (6 Aug 2002 to 10 Nov 2004)
  • Frederic Olivier Robert Maire

    IRN FOM01005

    • CF30 Customer (6 Nov 2009 to 26 Nov 2019)
  • Kenneth Andrew Hunt

    IRN KAH01045

    • CF30 Customer (26 Jun 2008 to 22 Nov 2011)
  • Kevin Alan Bone

    IRN KAB01063

    • CF4 Partner (AR) (13 Aug 2008 to 10 Apr 2018)
    • CF30 Customer (1 Nov 2007 to 10 Apr 2018)
    • CF23 Corporate Finance Adviser (20 Dec 2002 to 31 Oct 2007)
    • CF1 Director (20 Dec 2002 to 18 Jan 2011)
  • Michael Christian Grant Robinson

    IRN MCR01066

    • CF23 Corporate Finance Adviser (6 Aug 2002 to 31 Mar 2005)
    • CF1 Director (6 Aug 2002 to 31 Mar 2005)
    • CF10 Compliance Oversight (6 Aug 2002 to 31 Mar 2005)
    • CF11 Money Laundering Reporting (6 Aug 2002 to 31 Mar 2005)
  • Mitchell Bennett Freinberg

    IRN MBF01012

    • [FCA CF] Client dealing (since 26 Apr 2023)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (6 Aug 2002 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (6 Aug 2002 to 31 Oct 2007)
    • CF1 Director (6 Aug 2002 to 8 Dec 2019)
    • CF3 Chief Executive (17 May 2002 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.