Novate Global Markets Limited

Date authorised
1 April 2013
Companies House
01934008
Last scraped
17 hours ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    24 Lombard Street
    -
    London
    EC3V 9AJ
    UNITED KINGDOM
    Phone
    +442045422778
    Web
    https://www.novategm.com

  • Complaints Contact

    24 Lombard Street
    London
    EC3V 9AJ
    UNITED KINGDOM
    Phone
    +442045422778

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Eligible Counterparty, Share, Debenture, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Eligible Counterparty, Share, Debenture, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Hajime Inoue

    IRN HXI01081

    • (104)CF30 Customer (13 Aug 2010 to 23 Mar 2012)
  • Hannah Maria Roberts

    IRN HMR01052

    • (410)[FCA CF] Client dealing (18 Feb 2021 to 26 Oct 2021)
  • Hannah Smith

    IRN HXS01498

    • (263)CF30 Customer (21 Nov 2014 to 7 Apr 2016)
  • Harriet Birch

    IRN HXB00176

    • (559)[FCA CF] Client dealing (2 Mar 2022 to 27 Sep 2022)
  • Harry Djanogly

    IRN HXD01065

    • (144)CF2 Non Executive Director (6 Dec 2004 to 31 Oct 2008)
  • Harue Oki

    IRN HXO01047

    • (89)CF21 Investment Adviser (14 Apr 2004 to 14 Sep 2004)
  • Hedi Abbes Ben Salem

    IRN HAB01052

    • (62)CF30 Customer (31 Aug 2012 to 23 Apr 2013)
  • Hideo Aono

    IRN HXA01137

    • (24)CF1 Director (26 Jul 2005 to 2 Apr 2008)
    • (23)CF8 Apportionment and Oversight (26 Jul 2005 to 31 Oct 2007)
  • Hiroko Aso

    IRN HXA01350

    • (228)CF30 Customer (10 Jul 2012 to 21 May 2014)
  • Hiroshi Kakegawa

    IRN HXK01031

    • (4)CF2 Non Executive Director (1 Dec 2001 to 26 Jun 2002)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (621)SMF17 Money Laundering Reporting Officer (MLRO)

  2. controlled function added: (620)CF30 Customer

  3. controlled function added: (619)CF30 Customer

  4. controlled function added: (618)[FCA CF] Client dealing

  5. controlled function added: (617)CF30 Customer

  6. controlled function added: (616)[FCA CF] Client dealing

  7. controlled function added: (615)CF30 Customer

  8. controlled function added: (614)CF30 Customer

  9. controlled function added: (613)[FCA CF] Client dealing

  10. controlled function added: (612)CF30 Customer

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