Novate Global Markets Limited

Date authorised
1 April 2013
Companies House
01934008
Last scraped
17 hours ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    24 Lombard Street
    -
    London
    EC3V 9AJ
    UNITED KINGDOM
    Phone
    +442045422778
    Web
    https://www.novategm.com

  • Complaints Contact

    24 Lombard Street
    London
    EC3V 9AJ
    UNITED KINGDOM
    Phone
    +442045422778

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Eligible Counterparty, Share, Debenture, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Eligible Counterparty, Share, Debenture, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Huilin Chen

    IRN HXC01089

    • (236)CF21 Investment Adviser (1 Dec 2001 to 19 Oct 2004)
  • Hyeonjin Grace Lee

    IRN HXL00139

    • (568)[FCA CF] Client dealing (31 Aug 2022 to 8 Sep 2023)
  • Iain Anderson Strother

    IRN IAS01057

    • (531)[FCA CF] Client dealing (26 Aug 2020 to 18 May 2021)
    • (530)CF30 Customer (28 Apr 2015 to 8 Dec 2019)
  • Ian Charles Bonney

    IRN ICB00037

    • (75)CF30 Customer (1 Nov 2007 to 21 Jan 2014)
    • (76)CF21 Investment Adviser (17 Oct 2007 to 31 Oct 2007)
  • Ian Wen Tang

    IRN IWT01008

    • (222)CF21 Investment Adviser (10 Dec 2002 to 29 May 2003)
  • Ilona Grzeskiewicz

    IRN IXG01171

    • (296)CF30 Customer (4 Aug 2011 to 26 Sep 2013)
  • Irene Dantas Desborough

    IRN IXD00122

    • (628)SMF16 Compliance Oversight (16 Jul 2024 to 7 Apr 2026)
    • (627)SMF17 Money Laundering Reporting Officer (MLRO) (16 Jul 2024 to 7 Apr 2026)
  • Isabelle Christelle Jean-Baptiste

    IRN ICJ01011

    • (174)CF30 Customer (30 Sep 2010 to 2 May 2012)
  • Iwao Nagashima

    IRN IXN01027

    • (256)CF2 Non Executive Director (19 Jul 2016 to 1 Apr 2019)
  • JOSHUA EDWARD KIMBER

    IRN JEK01072

    • (493)[FCA CF] Client dealing (26 Aug 2020 to 24 May 2021)
    • (492)CF30 Customer (3 Nov 2017 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (481)[FCA CF] Client dealing

  2. controlled function added: (480)CF30 Customer

  3. controlled function added: (479)[FCA CF] Client dealing

  4. controlled function added: (478)[FCA CF] Client dealing

  5. controlled function added: (477)[FCA CF] Significant management

  6. controlled function added: (476)[FCA CF] Material risk taker

  7. controlled function added: (475)[FCA CF] Material risk taker

  8. controlled function added: (474)[FCA CF] Client dealing

  9. controlled function added: (473)[FCA CF] Significant management

  10. controlled function added: (472)[FCA CF] Manager of certification employee

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