Novate Global Markets Limited

Date authorised
1 April 2013
Companies House
01934008
Last scraped
17 hours ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    24 Lombard Street
    -
    London
    EC3V 9AJ
    UNITED KINGDOM
    Phone
    +442045422778
    Web
    https://www.novategm.com

  • Complaints Contact

    24 Lombard Street
    London
    EC3V 9AJ
    UNITED KINGDOM
    Phone
    +442045422778

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Eligible Counterparty, Share, Debenture, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Eligible Counterparty, Share, Debenture, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Yuichi Sugiyama

    IRN YXS00037

    • (409)Director of firm who is not a certification employee or a SMF manager (1 Apr 2021 to 3 Oct 2022)
  • Yuji Ohashi

    IRN YXO01004

    • (91)CF2 Non Executive Director (1 Dec 2001 to 29 Mar 2004)
  • Yuka Ogawa

    IRN YXO01019

    • (86)CF21 Investment Adviser (1 Dec 2001 to 16 May 2002)
  • Yukhie Hau

    IRN YXH01163

    • (154)CF30 Customer (19 Sep 2014 to 5 Jul 2016)
  • Yuko Suganuma

    IRN YXS01022

    • (145)CF21 Investment Adviser (1 Dec 2001 to 10 Jul 2002)
  • Yulin Tiffany Yang

    IRN YXY00005

    • (424)[FCA CF] Significant management (25 Aug 2023 to 25 Aug 2025)
    • (422)[FCA CF] Material risk taker (25 Aug 2023 to 25 Aug 2025)
    • (423)[FCA CF] Manager of certification employee (17 Jun 2022 to 25 Aug 2025)
    • (421)[FCA CF] Client dealing (26 Aug 2020 to 15 Jan 2026)
  • Yushi Ando

    IRN YXA01030

    • (264)CF2 Non Executive Director (9 Jan 2015 to 2 Feb 2018)
  • Yuta Kanno

    IRN YXK01221

    • (630)SMF3 Executive Director (9 Dec 2019 to 1 Apr 2020)
    • (631)CF1 Director (6 Oct 2015 to 8 Dec 2019)
  • Yutaka Kawakami

    IRN YXK01029

    • (190)CF21 Investment Adviser (1 Dec 2001 to 10 Jul 2002)
  • Zaineb Poxamatis

    IRN ZXK01028

    • (594)[FCA CF] Client dealing (7 Jun 2021 to 15 Jan 2026)
    • (592)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • (593)CF21 Investment Adviser (9 Jul 2007 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (521)[FCA CF] Significant management

  2. controlled function added: (520)[FCA CF] Material risk taker

  3. controlled function added: (519)CF10a CASS Oversight function

  4. controlled function added: (518)CF29 Significant management

  5. controlled function added: (517)[FCA CF] Client dealing

  6. controlled function added: (516)CF30 Customer

  7. controlled function added: (515)[FCA CF] Client dealing

  8. controlled function added: (514)CF30 Customer

  9. controlled function added: (513)[FCA CF] Significant management

  10. controlled function added: (512)[FCA CF] Manager of certification employee

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