Date authorised
1 April 2013
Companies House
03482686
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3 Redwing Court Business Centre
    Ashton Road
    Romford
    Essex
    RM3 8QQ
    UNITED KINGDOM
    Phone
    +4402085507788
  • Complaints Contact

    3 Redwing Court
    Ashton Road
    Romford
    Essex
    RM3 8QQ
    UNITED KINGDOM
    Phone
    +442085507788

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Byron Shepherd

    IRN BXS02253

    • SMF1 Chief Executive (9 Dec 2019 to 7 Apr 2020)
    • SMF3 Executive Director (9 Dec 2019 to 7 Apr 2020)
    • CF3 Chief Executive (6 Aug 2019 to 8 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 7 Apr 2020)
    • Responsible for Insurance Mediation (8 Jun 2018 to 30 Sep 2018)
    • CF1 Director (AR) (8 Jun 2018 to 7 Apr 2020)
    • CF1 Director (20 Nov 2017 to 8 Dec 2019)
  • Elliott Charles Richardson

    IRN EXR00186

    • CF1 Director (AR) (3 Oct 2023 to 6 Mar 2026)
    • SMF3 (AR) Executive Director function (3 Oct 2023 to 6 Mar 2026)
  • George Russell Smart

    IRN GRS01170

    • CF1 Director (AR) (since 3 Jul 2025)
  • Hassan Soyer

    IRN HXS01288

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.