Nottingham Building Society

• Principal Place of Business

  Nottingham Bldg Soc

  Nottingham House

  Fulforth Street

  Nottingham

  NG1 3DL

  UNITED KINGDOM

  Phone

  +443444814444

  Web

  https://www.thenottingham.com

• Complaints Contact

  Nottingham Bldg Soc

  Nottingham House

  Fulforth Street

  Nottingham

  NG1 3DL

  UNITED KINGDOM

  Phone

  +443444814444

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Consumer Loans

• Loan Servicing

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Danielle West

  IRN DXW35301

  • [FCA CF] Functions requiring qualifications (1 Jun 2016 to 18 Feb 2019)
• David Anthony Roland Thompson

  IRN DAT01068

  • CF2 Non Executive Director (22 May 2002 to 30 Apr 2014)
• David John Marlow

  IRN DJM01383

  • Responsibility for MCD Intermediation (7 Dec 2018 to 9 Mar 2022)
  • Responsible for Insurance Distribution (1 Oct 2018 to 9 Mar 2022)
  • SMF1 Chief Executive (7 Mar 2016 to 9 Mar 2022)
  • SMF4 Chief Risk (7 Mar 2016 to 7 Mar 2017)
  • CF3 Chief Executive (3 Mar 2011 to 6 Mar 2016)
  • Responsible for Insurance Mediation (24 Apr 2008 to 30 Sep 2018)
  • CF1 Director (16 Jan 2006 to 6 Mar 2016)
• David Keith Harrison

  IRN DKH01034

  • CF10 Compliance Oversight (5 Sep 2011 to 5 Dec 2012)
• David Roswell Watts

  IRN DRW01085

  • CF11 Money Laundering Reporting (1 Dec 2001 to 11 Aug 2008)
  • CF10 Compliance Oversight (1 Dec 2001 to 11 Aug 2008)
• Denise Wells

  IRN DXW35317

  • [FCA CF] Significant management (3 Dec 2018 to 10 Feb 2019)
• Eileen Ann Clarke

  IRN EAC01071

  • SMF5 Head of Internal Audit (29 Sep 2016 to 1 Sep 2020)
• Elizabeth Jean Mullins

  IRN EJM01118

  • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 10 Oct 2016)
  • CF11 Money Laundering Reporting (27 Jun 2014 to 6 Mar 2016)
• Ella Keyes

  IRN EXK35247

  • [FCA CF] Manager of certification employee (1 Jun 2016 to 18 Feb 2019)
• Emily Westcott

  IRN EXW35306

  • [FCA CF] Functions requiring qualifications (4 Mar 2019 to 1 Mar 2021)

No changes recorded yet.