Nottingham Building Society
- FRN
- 200785
- Date authorised
- 1 April 2013
- Last scraped
- 3 weeks ago
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Nottingham Bldg SocNottingham HouseFulforth StreetNottinghamNG1 3DLUNITED KINGDOM- Phone
- +443444814444
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Complaints Contact
Nottingham Bldg SocNottingham HouseFulforth StreetNottinghamNG1 3DLUNITED KINGDOM- Phone
- +443444814444
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For All, Deposit
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Buy-to-Let Mortgage Admin
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Lending
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Mortgage Servicing
For Customer, Regulated mortgage contract
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Buy-to-Let Start Date
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Buy-to-Let Status
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Trades With You Directly
For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
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Mortgage Lending
For Customer, Regulated mortgage contract
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Consumer Loans
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Loan Servicing
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Bradley Nicholls
IRN BXN00042
- Responsible for Insurance Distribution (21 Dec 2023 to 20 Dec 2024)
- SMF18 Other Overall Responsibility (21 Dec 2023 to 20 Dec 2024)
- [FCA CF] Manager of certification employee (24 Feb 2021 to 31 Dec 2024)
- [FCA CF] Material risk taker (24 Feb 2021 to 31 Dec 2024)
- [FCA CF] Significant management (24 Feb 2021 to 31 Dec 2024)
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Brett Michael Kasperuk
IRN BXK35243
- [FCA CF] Functions requiring qualifications (1 Jun 2016 to 1 Jun 2021)
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Carla Peel
IRN CXP35268
- [FCA CF] Functions requiring qualifications (1 Jun 2016 to 31 Jul 2021)
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Carla Young
IRN CXY81394
- [FCA CF] Manager of certification employee (since 1 Aug 2016)
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Carol Ann Scott
IRN CAS01099
- Responsible for Insurance Mediation (14 Jan 2005 to 21 Apr 2008)
- CF1 Director (1 Dec 2001 to 21 Apr 2008)
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Caroline Handley
IRN CXH35235
- [FCA CF] Significant management (20 Nov 2019 to 31 Aug 2022)
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Caroline Sarah Stone
IRN CSS01068
- SMF17 Money Laundering Reporting Officer (MLRO) (16 Nov 2016 to 8 Jun 2017)
- SMF5 Head of Internal Audit (1 Apr 2016 to 20 May 2016)
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Catherine McAleavy Sentence
IRN CXM35312
- [FCA CF] Manager of certification employee (3 Dec 2018 to 18 Feb 2019)
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Charles Roe
IRN CXR01793
- SMF4 Chief Risk (20 Apr 2018 to 31 Mar 2020)
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Charlotte Ann Symonds
IRN CXS00831
- [FCA CF] Significant management (27 Nov 2023 to 24 Sep 2025)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.