This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

Northumbria Financial Managment (2800)

Watch for changes

FRN: 171116
Last scraped: 11 hours ago

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Hatfield House

Imperial Buildings

Houghton le Spring

Tyne and Wear

DH4 4DJ

UNITED KINGDOM

Phone

+4401915126060

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

David Teasdale
IRN DXT00041
- (5)Employed By (11 Dec 1998 to 11 Aug 2003)
Geoffrey Hall
IRN GXH00053
- (3)Employed By (11 Dec 1998 to 21 Dec 2001)
Keith John Nunn
IRN KJN00004
- (1)Employed By (24 Oct 2002 to 11 Aug 2003)
Michael John Fryer
IRN MXF00096
- (4)Employed By (1 Dec 2001 to 11 Aug 2003)
Susan Anne Davies
IRN SAD00018
- (2)Employed By (11 Dec 1998 to 11 Aug 2003)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.