Northumbria Financial Management Limited

FRN: 959848

This firm operates as an appointed representative of St. James's Place Wealth Management Plc. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Andrew David Teasdale
IRN ADT01080
- (5)Employed By (since 7 Oct 2021)
Conor Thompson Newby
IRN CXN00233
- (4)Employed By (since 4 Feb 2026)
David Teasdale
IRN DXT00041
- (6)Employed By (since 7 Oct 2021)
Nicolas Eduardo Goeta
IRN NXG00380
- (2)Employed By (since 28 Feb 2026)
Rosemarie Teasdale
IRN RXT01261
- (1)Employed By (since 7 Oct 2021)
Samuel Joseff Bentley
IRN SXB91465
- (3)Employed By (since 22 Feb 2026)
William Edward Martin Lawrence
IRN WXL13543
- (1)Employed By (7 Oct 2021 to 11 Dec 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.