Date authorised
1 April 2013
Companies House
00505456
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    100 The Quayside
    Newcastle upon Tyne
    Tyne & Wear
    NE1 3DU
    UNITED KINGDOM
    Phone
    +441912325221
  • Complaints Contact

    100 The Quayside
    Newcastle upon Tyne
    Tyne & Wear
    NE1 3DU
    UNITED KINGDOM
    Phone
    +441912325221

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Damage to property, Fire and natural forces, General liability, Goods in transit, Legal expenses, Liability for ships, Miscellaneous financial loss, Railway rolling stock, Ships, Suretyship

    Show 1 limitation
    • · Accident business restricted to risks which arise as a result of travelling as a passenger and/or as a crew member
  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Damage to property, Fire and natural forces, General liability, Goods in transit, Legal expenses, Liability for ships, Miscellaneous financial loss, Railway rolling stock, Ships, Suretyship

    Show 1 limitation
    • · Accident business restricted to risks which arise as a result of travelling as a passenger and/or as a crew member
  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul Sowerby

    IRN PXS00421

    • [FCA CF] Significant management (6 Sep 2021 to 19 Sep 2023)
  • Peter Alexander Curtis

    IRN PAC01324

    • CF2 Non Executive Director (8 Oct 2010 to 20 Feb 2013)
  • Peter John Francis Henderson

    IRN PJH01244

    • CF2 Non Executive Director (1 Dec 2001 to 20 Feb 2009)
  • Peter Martin Cooney

    IRN PMC01091

    • CF2 Non Executive Director (1 Dec 2001 to 21 Jan 2003)
  • Peter Medwell Johnson

    IRN PMJ01027

    • SMF11 Chair of the Audit Committee (10 Dec 2018 to 21 Nov 2022)
    • SIMF11 Chair of the Audit Committee (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (27 Mar 2014 to 6 Mar 2016)
  • Pratap Baburao Shirke

    IRN PBS01028

    • SMF12 Chair of the Remuneration Committee (12 Nov 2021 to 13 Nov 2024)
    • Director of firm who is not a certification employee or a SMF manager (4 Feb 2021 to 13 Nov 2024)
    • SMF9 Chair of the Governing Body (10 Dec 2018 to 4 Feb 2021)
    • SIMF9 Chairman (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (1 Dec 2001 to 6 Mar 2016)
  • Qinglin Meng

    IRN QXM00002

    • CF2 Non Executive Director (18 Jun 2004 to 20 May 2008)
  • Robertus Boentaran Sumantri

    IRN RBS01025

    • CF2 Non Executive Director (1 Dec 2001 to 7 Oct 2013)
  • Rodney Charles Eccleston

    IRN RCE01017

    • CF1 Director (1 Dec 2001 to 18 Sep 2009)
    • CF3 Chief Executive (1 Dec 2001 to 18 Sep 2009)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 2 Nov 2010)
  • Sam Kendall-Marsden

    IRN SXK09264

    • SMF18 Other Overall Responsibility (since 5 Jul 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.