Date authorised
1 April 2013
Companies House
00505456
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    100 The Quayside
    Newcastle upon Tyne
    Tyne & Wear
    NE1 3DU
    UNITED KINGDOM
    Phone
    +441912325221
  • Complaints Contact

    100 The Quayside
    Newcastle upon Tyne
    Tyne & Wear
    NE1 3DU
    UNITED KINGDOM
    Phone
    +441912325221

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Damage to property, Fire and natural forces, General liability, Goods in transit, Legal expenses, Liability for ships, Miscellaneous financial loss, Railway rolling stock, Ships, Suretyship

    Show 1 limitation
    • · Accident business restricted to risks which arise as a result of travelling as a passenger and/or as a crew member
  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Damage to property, Fire and natural forces, General liability, Goods in transit, Legal expenses, Liability for ships, Miscellaneous financial loss, Railway rolling stock, Ships, Suretyship

    Show 1 limitation
    • · Accident business restricted to risks which arise as a result of travelling as a passenger and/or as a crew member
  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Abdulla Mady Al-Mady

    IRN AMA01015

    • CF2 Non Executive Director (1 Dec 2001 to 10 Mar 2005)
  • Abdullah Mohanna

    IRN AXM02618

    • CF2 Non Executive Director (18 Aug 2008 to 20 Feb 2013)
  • Adamandios Polemis

    IRN AXP01343

    • CF2 Non Executive Director (1 Dec 2001 to 20 Feb 2005)
  • Alain Le Guillard

    IRN AXL01521

    • CF2 Non Executive Director (10 Oct 2006 to 20 Feb 2013)
  • Alan Andrew Wilson

    IRN AAW01017

    • SMF3 Executive Director (10 Dec 2018 to 31 May 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 31 May 2019)
    • SIMF1 Chief Executive Function (7 Mar 2016 to 1 May 2018)
    • CF3 Chief Executive (14 Dec 2010 to 6 Mar 2016)
    • CF8 Apportionment and Oversight (14 Dec 2010 to 6 Mar 2016)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (1 Dec 2001 to 9 Dec 2018)
  • Albert Engelsman

    IRN AXE01095

    • SMF13 Chair of the Nominations Committee (10 Dec 2018 to 16 Nov 2021)
    • SMF12 Chair of the Remuneration Committee (10 Dec 2018 to 16 Nov 2021)
    • CF2a Chair of the Nominations Committee (1 May 2017 to 9 Dec 2018)
    • SIMF12 Chair of the Remuneration Committee (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (1 Dec 2001 to 6 Mar 2016)
  • Alexander McKay Lynch

    IRN AML01107

    • SMF10 Chair of the Risk Committee (10 Dec 2018 to 16 Nov 2021)
    • SIMF10 Chair of the Risk Committee (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (21 Feb 2013 to 6 Mar 2016)
  • Alexandros Marinos

    IRN AXM01659

    • CF2 Non Executive Director (1 Dec 2001 to 22 Feb 2009)
  • Alison Jane Alden

    IRN AJA01171

    • SIMF5 Head of Internal Audit Function (7 Mar 2016 to 21 Aug 2017)
    • SIMF4 Chief Risk Function (7 Mar 2016 to 21 Aug 2017)
    • CF28 Systems and controls (30 Jun 2015 to 6 Mar 2016)
  • Alistair John Groom

    IRN AJG01206

    • Director of firm who is not a certification employee or a SMF manager (since 20 Feb 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.