Northern Risk Solutions
- FRN
- 305140
- Date authorised
- 1 April 2013
- Last scraped
- 2 weeks ago
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
25 Frederick StreetSunderlandTyne and WearSR1 1LTUNITED KINGDOM- Phone
- +4401915650222
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Complaints Contact
25 Frederick StreetSunderlandTyne and WearSR1 1LTUNITED KINGDOM- Phone
- +4401915650222
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Debt Plan Admin
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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David Roberts
IRN DXR01401
- [FCA CF] Manager of certification employee (since 9 Dec 2020)
- [FCA CF] Significant management (since 9 Dec 2020)
- SMF27 Partner (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
- CF4 Partner (14 Jan 2005 to 8 Dec 2019)
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Elsie Roberts
IRN EXR01153
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
- CF4 Partner (14 Jan 2005 to 5 Apr 2019)
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Frederick Roberts
IRN FXR01086
- CF4 Partner (14 Jan 2005 to 5 Apr 2019)
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
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Janette Hall
IRN JXH01871
- [FCA CF] CASS oversight function (since 9 Dec 2020)
- [FCA CF] Manager of certification employee (since 9 Dec 2020)
- [FCA CF] Significant management (since 9 Dec 2020)
- SMF27 Partner (since 9 Dec 2019)
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
- CF4 Partner (14 Jan 2005 to 8 Dec 2019)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Bespoq Commercial Solutions Ltd (no longer appointed)
FRN 747735 · Appointed 23 May 2016 · Until 28 Jun 2017
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.