Date authorised
1 April 2013
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    25 Frederick Street
    Sunderland
    Tyne and Wear
    SR1 1LT
    UNITED KINGDOM
    Phone
    +4401915650222
  • Complaints Contact

    25 Frederick Street
    Sunderland
    Tyne and Wear
    SR1 1LT
    UNITED KINGDOM
    Phone
    +4401915650222

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Roberts

    IRN DXR01401

    • [FCA CF] Manager of certification employee (since 9 Dec 2020)
    • [FCA CF] Significant management (since 9 Dec 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF4 Partner (14 Jan 2005 to 8 Dec 2019)
  • Elsie Roberts

    IRN EXR01153

    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF4 Partner (14 Jan 2005 to 5 Apr 2019)
  • Frederick Roberts

    IRN FXR01086

    • CF4 Partner (14 Jan 2005 to 5 Apr 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
  • Janette Hall

    IRN JXH01871

    • [FCA CF] CASS oversight function (since 9 Dec 2020)
    • [FCA CF] Manager of certification employee (since 9 Dec 2020)
    • [FCA CF] Significant management (since 9 Dec 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF4 Partner (14 Jan 2005 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.